Disaster Mitigation Act at Twenty

When a law makes a powerful impact over time, it is sometimes hard to remember what life was like before it was enacted. In U.S. history, for example, both Social Security and, later, Medicare, created a new reality for the elderly that makes it almost impossible for most people to imagine what old age meant before they took effect. They are so much a part of the fabric of American life that some people even forget (or never learn) the social and political debates that produced them. That sort of obtuse amnesia was in evidence as Tea Party protests materialized in response to the Affordable Care Act, aka Obamacare, in which some carried signs that read, “Keep Your Government Hands Off My Medicare.” Ponder that conundrum for a while.

Few laws match the scale of impact of those two examples, but many have significant impacts that receive less attention, at least among the general public. One that is reaching its twentieth anniversary is the Disaster Mitigation Act (DMA), signed into law by President Clinton on October 30, 2000. After a decade of expensive disasters in the 1990s—Hurricane Andrew (1992), the Midwest floods (1993), the Northridge earthquake (1994), and Hurricanes Fran (1996) and Floyd (1997)—Congress realized that the nation needed greater accountability from states and local governments in addressing hazard mitigation challenges before disasters occurred. The carrot and the stick were combined in this instance in a requirement that states (including territories and the District of Columbia) and local and tribal governments prepare and adopt hazard mitigation plans that won the approval of the Federal Emergency Management Agency (FEMA) as meeting the standards of the act and its accompanying regulations as a condition of eligibility for FEMA hazard mitigation grants. Put simply, no plan, no money. Few state and local officials wish to find themselves in that position after a major disaster.

Congress went one step further. Previously, most such grants came through the Hazard Mitigation Grant Program (HMGP), created under the Stafford Act in 1988, the basic law structuring the federal disaster response system, under which every state has some sort of parallel emergency management agency. The problem with HMGP has always been that the money is made available as part of a presidential disaster declaration, using a percentage of overall disaster assistance to determine the amount available. That money goes to the affected states, which are responsible for local allocations. But that means that a state must experience a natural disaster to be eligible for such money. Admittedly, it then becomes useful for mitigating future disasters, but it did nothing to avert the most recent event. In fact, communities that had become adept at mitigating hazards with their own resources often complained that they got no federal assistance because they were doing too good a job of preventing losses. Davenport, Iowa, for example, long ago refused Army Corps offers to build levees along the Mississippi River and opted for a riverfront park that allowed the water to flow without damaging buildings in its downtown. Davenport has not always avoided flood impacts, but it has certainly minimized them.

In DMA, Congress added a new Pre-Disaster Mitigation (PDM) grant program. Instead of being triggered by disaster declarations, it was an annual grant competition, in which state and local governments submitted proposals for projects that would reduce losses of life and property in future events. Its major flaw was that PDM relied on annual congressional appropriations, which predictably ebbed and flowed and often was grossly underfunded. In 2018, in the Disaster Recovery Reform Act, Congress finally opted to stabilize funding by creating a formula by which six percent of total annual disaster relief outlays would be swept into a single pot by FEMA for grants under a new program that FEMA has labeled Building Resilient Infrastructure and Communities (BRIC), which I discussed in a post here in early August. The resulting 2020 grant funds total roughly $500 million, a far cry from years past when the total congressional allocation was often as little as $25 million, which barely put a dent in the mitigation needs of a nation as vast as the U.S.

But the real question after two decades is, How has DMA changed the landscape of American planning and disaster management? Clearly, we have not solved all problems. For one thing, climate change has accelerated and complicated matters significantly. While Congress unquestionably has dithered a great deal on climate issues, DMA was never aimed directly at climate change. Instead, it aimed to create a climate of state, tribal and local responsibility and accountability for planning for hazard mitigation while making federal funding available to support such planning. In fact, federal assistance for such planning is built into the law. Have governments responded?

DMA timeline produced by FEMA, reused from FEMA website. To expand, click here.

The unequivocal answer is yes. By 2002, once FEMA had finalized its guidance for the mitigation planning process, Clackamas County, Oregon, became the first local jurisdiction to win approval for its plan. Within a few years, every state and territory had an approved plan in place. Winning compliance from most local jurisdictions understandably took longer, but today FEMA can claim that more than 23,000 local units of government have approved plans, as do 239 tribal governments, which together cover more than 84 percent of the U.S. population. The gaps in coverage are primarily in rural areas, many of which suffer from low governmental capacity—a subject that can still be addressed in future outreach by FEMA—and some of which simply choose not to plan, presumably not seeing the consequences as outweighing the burden of the work involved.

In the meantime, many professional and intergovernmental associations have done considerable outreach to their own members to explain the benefits of hazard mitigation planning beyond simple eligibility for grants. For example, during my tenure at the American Planning Association, we used a FEMA contract to produce a Planning Advisory Service Report on the benefits of integrating such planning throughout the local planning process, including comprehensive plans, capital improvements programming, and the land-use regulations that implement mitigation intentions, such as zoning, floodplain management, and subdivision ordinances. We published Hazard Mitigation: Integrating Best Practices into Planning in 2010. The concept of integrated planning has enjoyed significant increased attention throughout the second decade of DMA and has become a staple of FEMA guidance for local hazard mitigation planning.

There are many ways to review this history, which may even be worth an entire book. As for what we have achieved, the Natural Hazards Center, based at the University of Colorado, asked me to moderate a webinar on October 13. “The Disaster Mitigation Act of 2000: Twenty Years of Promise, Pitfalls, and Progress from a Planning Perspective,” in which I was joined by three experienced and insightful panelists from state, county, and federal government, provides a fast-paced, one-hour summary of the successes, shortcomings, and future challenges of DMA as part of the Center’s Making Mitigation Work webinar series, and the recorded version is available at the link above. I thank NHC Director Lori Peek for having invited me to lead this discussion.

Make it your DMA anniversary experience. Trust me, it will be worth your time.

Jim Schwab

Truly Hard Wind

What in the U.S. Midwest would spur comparisons to a hurricane? What could spread damage over an equally wide area? It is a good bet that most people are unfamiliar with the word “derecho,” which comes from Spanish, meaning “straight,” but such a storm made itself felt just three weeks ago in Iowa, Illinois, and Indiana, as well as parts of Nebraska and Wisconsin. The Spanish word with an adopted meaning in English refers to such a storm’s powerful straight-line winds, as opposed to another adapted Spanish word, “tornado,” literally meaning “turned,” which, of course, refers to a cyclonic, or spinning, meteorological phenomenon.

The Event

On August 10, a derecho took shape in eastern Nebraska and the southeastern corner of South Dakota early in the morning. The city of Omaha suffered some of the initial damage, with an estimated 57,000 people losing power. But as it roared across the center of Iowa, the storm, as derechos often do, rapidly gained wind speed until estimated winds of 140 miles per hour struck Cedar Rapids and surrounding Linn County in eastern Iowa. Nearby Iowa City, home of the University of Iowa, also suffered extensive damage. Derechos can and typically do strike with little warning, unlike hurricanes, but even at speeds of 90 to 100 mph, in this case, it still takes hours to cross Iowa from west to east, and even longer to reach Illinois and Indiana.

Thus, my first warning of what was to come, sitting here in Chicago, was a telephone alert from the University of Iowa around noon that day. I get such alerts because I am on the faculty, although I now teach remotely as an adjunct. But our landline and my cell phone are on the system, so the alerts come automatically. Fortunately, that gave me most of the afternoon to prepare for what was coming, which arrived in our area around 3:45 p.m. Winds and rain pounded on our skylights for nearly 45 minutes, leaving numerous branches and twigs on the ground from our stately American elm, which towers above our house and garage and has probably withstood other storms for at least a century. It was already huge when we built our house in 1994, and we chose to make it sure it remained. Even this storm caused it only minor damage.

The same could not be said of many street trees in parts of Chicago. Trees often collapsed on top of parked cars, leaving many owners to bemoan what became of their vehicles—or, in some cases, the roofs of their homes.

Even the repose of the dead was not left undisturbed. Graceland Cemetery, one of the more famous in Chicago, faces months of repairs and replanting and is closed for six weeks. The storm uprooted about 40 trees and damaged numerous gravestones and monuments. It had become a popular place for peaceful strolls and contemplation during the months of coronavirus-induced shutdown. After the storm, it was a visual mess that will cost about $250,000 to repair.

Removing damaged trees in Chicago’s Rogers Park.

One lesser-known by-product of derechos is tornadoes, which can be spun off from the shelf cloud as it moves through an area. In Chicago, two tornadoes, one EF-1 in the Rogers Park neighborhood along Lake Michigan near the city line with Evanston, literally buzzsawed trees in an area of densely built multifamily housing and small

Insurance claims agents inspect building damage in Rogers Park.

businesses. A few days later, I visited the area to shoot photos that appear here. At first, driving up Greenwood Avenue, I wondered where the damage was. But as I drove further north and approached W. Jarvis Ave., the answer became starkly obvious. I could not drive beyond that corner because the street was blocked; Jarvis was one way going east, but Jarvis east of Greenwood was also blocked. City trucks were removing damaged trees. After finding a way to park without impeding traffic, I encountered insurance agents on the ground shooting outside photos of nearby buildings, presumably for damaged masonry. Any damaged cars had already been removed.

That tornado, and another that reportedly skipped across the Eisenhower Expressway (I-290) on the West Side, dramatically demolished for some an old urban myth that tornadoes don’t strike urban areas. People believe this for various reasons, including how they think tall buildings disrupt wind circulation, but trust me: I’ve been involved in disaster recovery long enough to know that tornadoes do not discriminate against smaller towns. Rogers Park is very urban. Tornadoes go where they please. This specific tornado eventually skipped out over the lake, becoming a waterspout. But it left its mark.

The storm, by the way, ultimately spun off at least 17 documented tornadoes, mostly in northern Illinois, but a few in Wisconsin and Indiana. All were either EF-1 or EF-0 on the Enhanced Fujita scale. But by far, most of the damage resulted from the straight-line winds themselves, which were often in the range of 90 to 100 mph, with a top measured speed of 126 mph in Atkins, Iowa, making them basically of tornado or hurricane strength. And they sped, over the course of a single afternoon, across all or parts of several states.

By 4:30, the storm had continued its march into northwest Indiana, where it finally petered out. But what happened along the way?

Iowans can attest that it functioned across much of their state like a Category 2, maybe even Category 3, hurricane. Lyz Lenz, a columnist for the Cedar Rapids Gazette, noted in a guest column for the Washington Post four days later that the winds had damaged “more than 10 million acres, or 43 percent, of the state’s corn and soybean crop.” The reduction in harvest in Iowa is likely to be between one-fourth and one-half. The heading on her column referred to the storm as an “inland hurricane” that most people had not heard about. The damage was massive enough to be visible in satellite images.

The damage was not just to crops on the ground, but to hundreds of millions of bushels in storage bins on farms and in commercial storage facilities, according to the Iowa Department of Agriculture. Toppled grain bins were a common site.

Damage to Chinese House roof in Grinnell. Photo by Rachel Bly.

Despite those staggering figures, that was only the beginning. Between Indiana and Iowa, four people died from either falling trees or electrocution, and, in one case, a mobile home tipped over by high winds. Losses of electric power affected approximately 585,000 Iowans, or roughly 20 percent, while 1.9 million lost power in neighboring Illinois. Tree damage in Linn County totaled in the hundreds of thousands, and most buildings suffered anywhere from mild to catastrophic damage. In small towns, like Grinnell, building damage and tree damage to cars was also extensive. Here, I wish to thank Rachel Bly, director of Conference Operations and Events for Grinnell College, for sending me dozens of photographs she shot after the event. Bly, I might note, has a certificate in emergency management from Park University in addition to her MPA from Drake University. The images she shared help convey some reality to the trauma that occurred. Hundreds of other small communities suffered similar impacts. Not surprisingly, Gov. Kim Reynolds issued a state disaster declaration by August 14 for 25 counties, and has sought a federal declaration from President Trump, citing an estimated $4 billion in damages. By August 19, Trump had signed a declaration for Public Assistance (PA) but not Individual Assistance (IA) for Iowa. PA provides aid for restoring public infrastructure, such as roads and bridges and community facilities, while IA provides direct aid to individuals for reasons such as loss of housing.

Power line damage in Grinnell. Photo by Rachel Bly.

Photo by Rachel Bly

Roof seen through the window. Photo by Rachel Bly.

Inside a damaged salon in Grinnell. Photo by Rachel Bly.

 

 

 

 

 

 

 

 

 

Derechos as a Natural Hazard

All this raises the question of what we know about derechos as a wind-related hazard. I will confess that I spent most of my life never having heard the word, let alone understanding what it meant. It is not the most common occurrence, but it certainly ranks among the most destructive. To my surprise, I learned from Wikipedia that the term was coined in 1888 by a German-American scientist, Gustavus Detlef Hinrichs, who had emigrated to St. Louis just before the Civil War. He wrote in the American Meteorological Journal about a storm that struck Iowa in 1877 and described its unique characteristics. Nonetheless, even in the Midwest today, many people are unfamiliar with the term—until they hear it on the news, as they did on August 10 amid storm warnings.  

The gust front “arcus” cloud on the leading edge of a derecho-producing storm system. The photo was taken on the evening of July 10, 2008 in Hampshire, Illinois. Credit: Brittney Misialek. From National Weather Service website.

There are several types of derechos, but the National Weather Service describes a derecho as a “widespread, long-lived windstorm that is associated with a band of rapidly moving showers as thunderstorms.” More specifically, it defines the phenomenon as a swath of damage that “extends more than 240 miles (about 400 kilometers) and includes wind gusts of at least 58 mph (93 km/h) or greater along most of its length.” In plain English, this is a huge, regional storm, not some localized thunderstorm. It exhibits straight-line winds that can be at least double the minimum in the definition, and the August 10 event involved winds far above 58 mph in most locations. Like all such storms, it is a product of unstable atmospheric systems, in this case typically involving a bow-shaped front in a large squall line.

The storms are typically a mid-latitude phenomenon, making North America and the Midwestern U.S. particularly susceptible, but they occur elsewhere in the world as well, including southern latitudes (southeastern Brazil and Argentina), South Africa, China, and even eastern Europe, where a derecho struck parts of Estonia in August 2010, and near Berlin in Germany in 2002. The August 10 event was not the first one I have witnessed in Chicago—another struck in July 2011 and disabled electric power for nearly a million people—but it was certainly the largest in a long time.

70% of all derechos occur between the months of May-August (the warm season). The other 30% occur during the cool season. From National Weather Service website.

As a mitigation planning response, almost no hazard mitigation plan (produced for FEMA approval as a condition of eligibility for federal hazard mitigation grants) for any state or community east of the Rockies (with the possible exception of Florida) should fail to identify derechos as a potential hazard. Moreover, especially in the Midwest, it may be time for states and communities to reexamine their building codes for wind resistance as a means of limiting future damages from derechos. Finally, it may also be time for many communities to examine more closely their urban forestry programs for adequate attention to hazardous tree management. That does not mean refusing to plant trees or removing them unnecessarily as a mindless precaution. It does mean engaging professional urban foresters in an assessment of the urban tree canopy with an eye to ensuring forest health and removing those trees that are most likely to fail under severe wind pressure. Already, the call has arisen for such reforms in Chicago. It is time for planners, environmentalists, disaster professionals, open space advocates, and concerned citizens to seize the moment while they have the public’s attention.

Jim Schwab

Plotting Post-Pandemic Recovery

Photo by Carolyn Torma

In recent years, the development of local or regional recovery plans following major natural disasters has become increasingly common. The Federal Emergency Management Agency has long encouraged such planning, and I led the production of two major FEMA-funded reports from the American Planning Association on the topic—Planning for Post-Disaster Recovery and Reconstruction (PAS 483/484, 1998) and Planning for Post-Disaster Recovery: Next Generation (PAS 576, 2014). I’ve spoken repeatedly on the topic, trained planners, and valued the collective knowledge of the two teams we assembled to make those projects happen. The underlying idea is to help a community assess its losses, reassess its goals, and find the silver lining in the dark cloud of the disaster that will allow it to rebuild better and stronger than before. This is the central concept of community resilience: the capacity to learn from such events, adapt to the changes they require, and move forward.

The idea of natural disasters has generally encompassed those caused primarily by meteorological and geological disturbances, such as storms and earthquakes, though it includes impacts exacerbated by human mistakes in building and planning. Disasters necessarily involve the collision of natural forces with the human and built environment, which has caused some people to question the very use of the word “natural” in connection with disasters. Personally, I am comfortable with the term “natural disaster” so long as we understand that no disaster exists without this interaction.

But there are those disasters where damage to the built environment is a secondary consideration, and the loss of lives is primary. Drought is somewhere in the middle. Damage to structures can occur, but only as the result of the slow, nagging loss of moisture in the air and soil. Heat waves can take hundreds of lives without affecting a single structure, though they can put enormous stress on energy and transportation infrastructure.

Pandemics, however, fall into another category entirely as biological disasters. They occur when bacteria or viruses emerge in the environment and attack humans before we have developed any effective immunity or vaccines. The current COVID-19 crisis fits this mold precisely. It can be far more devastating than a natural disaster simply because it can roam far more freely across the planet, as did the 1918 influenza pandemic, striking down hundreds of thousands if not millions of people. Before the era of modern medicine, pandemics like the bubonic plague in the Middle Ages could kill half of the affected population. Even without vaccines, we at least have the huge advantage of understanding how such microbial threats spread. Our disadvantage in the U.S. has been national leadership, starting with the President, that has been psychologically allergic to scientific advice. The result has been needless loss of life on a colossal scale.

It was a matter of time before some community, even without such federal leadership, applied many of the principles of recovery planning to the coronavirus pandemic. One critical question related to recovery is identifying the point at which the crisis is over, or at least waning. In natural disasters, drought being again the exception, this point becomes clear within a matter of days, or even hours in the case of tornadoes, as the storm passes. However, weather systems such as that which produced the 1993 Midwest floods, can last for weeks or even an entire summer. But at some point, it becomes clear that the emergency is over, and planning for long-term recovery can begin. In the absence of a vaccine, however, it is less clear when we can use the “all clear” signal for a pandemic. Right now, in the U.S., it is painfully clear that the rush to reopen is producing unconscionable and shocking consequences across the South and Southwest, and in a few other locations as well. It is incredibly hard, perhaps even impossible, to plan meaningfully for recovery when you are still stoking the fire by facilitating the spread of the virus.

Nonetheless, some states, notably including New York, much of New England, and Illinois, have fought hard against the odds to bring down infection rates, which are now a fraction of what they were in April or May. Their victory remains tenuous, considering the larger national crisis that remains a growing threat to public health, but Chicago under Mayor Lori Lightfoot has announced a list of states whose residents must quarantine for 14 days upon arrival, notably including Florida, Arizona, and Texas. Later, Iowa was added. By July 17, the Cook County Department of Public Health expanded that quarantine area to include all of suburban Cook County except a handful of suburbs that maintain their own health departments, and 17 states are on the list with new case rates exceeding 15 per 100,000 people per day. While it is nearly impossible to monitor all arrivals, the message is clear: We don’t want to re-create the problems we so recently overcame.

That is the context in which a large Recovery Task Force the city assembled released a recent report, Forward Together: Building a Stronger Chicago, which examines how Chicago could build a vibrant recovery from the coronavirus experience. Because such reports, especially those involving dozens of contributors and participants, are never crafted overnight, it is worth noting that the effort was launched on April 23, at a time when the outcome was far from clear. Neither the city nor the state could be certain then how long the problem would last or whether the stay-at-home orders and other measures would succeed at all in the near term. As of July 18, Illinois had dramatically increased its testing rate and brought its positivity rate for coronavirus tests down to 2.9 percent, well below most rates elsewhere, although it remains higher in Chicago at 5.4 percent.

So far, the strict measures announced in March have produced measured success, and the task force used that time to look farther down the road to the kind of city that might emerge from this ordeal. Forward Together is, to be clear, not a true recovery plan; it is billed as an “advisory report.” But it is the closest thing to a recovery plan that I have seen so far, and merits scrutiny and consideration for what it offers. (New York Mayor Bill de Blasio promised his own “road map to recovery” on April 26.)

The task force itself was broadly based. Lightfoot co-chaired it with Samuel Skinner, a businessman, lawyer, and political operative who served as both Secretary of Transportation and White House Chief of Staff under President George H.W. Bush. He has a long track record in public affairs. Committee chairs and members included elected officials, among them Cook County Board President Toni Preckwinkle, who was Lightfoot’s run-off opponent in the 2019 mayor election, labor and community representatives, business leaders, academicians, and civic leaders, including some prominent activists. The task force was broadly inclusive, which bodes well for public buy-in on the resulting recommendations. Moreover, the report shows significant evidence of wide community outreach, including a youth forum that tapped the ideas of teens and young adults.

Like all big cities, Chicago has witnessed significant disparities in impacts of the pandemic on specific disadvantaged groups, including the elderly, but also Blacks and Latinx residents. While these two groups each comprise 28 percent of Chicago’s population, they respectively comprise 30 and 48 percent of the cases of coronavirus and 44 and 32 percent of the resulting deaths. This is an important backdrop to the discussion of goals in the report.

The report discusses four specific initiatives to move the city forward and address many of the inequities and vulnerabilities exposed by the coronavirus. Invest South/West aims to bring public and private investment to those neighborhoods in the city that have suffered historic disinvestment, and where COVID-19 rates have generally been highest. Racial and ethnic inequities in coronavirus impact have been notably more severe among both Blacks and Latinx residents, in large part because of lower levels of insurance coverage but also because of differences in job exposures, poverty levels, and living conditions. Solutions Toward Ending Poverty (STEP) is a new program, announced in February by Lightfoot, that is attempting to identify evidence-based metrics that can plot a road map toward reducing urban poverty in Chicago. We Will Chicago—Citywide Plan aims over three years to develop what amounts to a comprehensive plan, something lacking in Chicago until now. The report says We Will Chicago “will encompass all elements of citywide planning.” Finally, Chicago Connected will aim to shrink the digital gap between more affluent and poorer neighborhoods by making broadband more readily available, a need whose urgency has clearly been exposed by the closing of schools and the challenges of assisting children from poorer households with remote learning.

A significant part of the report focuses on the economic development opportunities that Chicago can pursue to restore prosperity as the pandemic recedes. It is clear that certain categories of jobs—food service, retail, administrative, and manufacturing, but also arts and entertainment and personal services—have suffered the brunt of economic displacement from the pandemic. The report notes the opportunity for Chicago, as a result of some economic changes wrought by the pandemic, including shifts to online retail, to focus on transportation, distribution, and logistics (TDL) segments of the economy. These would take advantage of a longstanding Chicago advantage as a transportation hub.

TDL, however, faces its own challenges of inequitable opportunity. Food insecurity represents a serious challenge in “food desert” neighborhoods. Resolving those inequities is the intended purpose of the four initiatives, but it is hardly a challenge that will be resolved overnight. It has taken years of unequal opportunity, to say nothing of deliberate discrimination, to create the current dilemma. Failure to address these problems will slow down or even stagnate Chicago’s recovery from the current crisis.

The report makes what strikes me as an honest effort to address social services gaps that, if anything, grew under the previous administration of Mayor Rahm Emanuel, who closed some mental health centers in a bid to reduce budget deficits. The problem is that such reduced access to services only exacerbates problems among those needing such help and may increase other costs as a result. For example, a significant proportion of the inmates at the Cook County Jail (and many others around the nation) suffers from mental illness.

There is an urgent need to restore those services, but more importantly, the report shows that mental health services are far more prevalent on a per-person basis in more affluent, whiter neighborhoods than in poorer areas. For instance, 48 percent of whites with mental illness were receiving services in 2015, but just 31 percent of both Blacks and Latinx with mental illness were doing so. A map toward the end of the report shows differences shows a variation in presence of mental health providers ranging from zero or well below 0.25 per thousand residents in certain poorer areas of the city to well over 2 in predominantly white, middle-class areas and hundreds per thousand in downtown Chicago, a district well-nigh inaccessible to many South Side residents.

This may reflect, among other things, a disproportionate presence of white professionals in mental health and a need to bring more minority psychiatrists and psychologists to those neighborhoods. Reopening clinics in the neediest areas of the city would be a major step forward. As for the connection to coronavirus, the stress induced by greatly increased unemployment, to say nothing of job pressures within health care, can contribute to mental health challenges. Perhaps the most noteworthy proposal in this section of the plan is the recommendation to create a dedicated 211 line whereby residents can access a wide range of social services. It strikes me as essential, also, to reduce pressure on police to respond to personal mental health crises by instead responding to such incidents, to the extent possible, with mental health professionals and social workers.

As I noted, this is framed as an “advisory report.” I strongly suspect, however, given the tenor of the moment, that its recommendations will find widespread support among Chicagoans. What remains to be seen is how well voters and aldermen hold the administration’s feet to the fire to make it all happen. It is not enough to have confidence in a mayor who seems determined to make it happen. Implementation will require broad-based commitment to achieving the goals the report lays out. That includes embedding those goals in the comprehensive planning process that We Will Chicago envisions, and enacting measures to move them forward.

What is important about this effort for the rest of the country is the very idea of mounting such a broad-based effort to produce a forward-looking analysis of how our cities can recover from the coronavirus pandemic. Many may first have to learn how mayors and governors can exert the leadership, and evince the humility to consider the science, necessary to get the virus under control, as many other countries in Europe and Asia have done. These leaders must also be open to hearing from a widely representative cross-section of their citizens in preparing similar reports. Pandemic recovery planning is for all of us an experiment that can build on the foundations of other kinds of recovery plans while recognizing and thoroughly exploring the unique features of this monumental public health challenge. It is no small matter, and should not be treated as such, politics notwithstanding.

Jim Schwab

 

Community Planning and Pandemics Podcast

Periodically, I have linked blog readers directly to a new podcast in the Resilience Roundtable series, produced by the American Planning Association and hosted by the APA Hazard Mitigation and Disaster Recovery Planning Division. Last fall, I became the moderator of this series, and the last, pre-pandemic podcast interviewed Florida planning consultant Julie Dennis about her experiences in recovery planning for Hurricanes Irma and Michael.

Earlier this month, however, we shifted gears, and I interviewed Dr. Monica Schoch-Spana, a medical anthropologist and research fellow at the Johns Hopkins University Center for Health Security. Our topic was community planning and pandemics, and she shared numerous insights into the public health and community planning aspects of dealing with a pandemic like COVID-19. Most readers already know that I have written repeatedly about some aspects of the pandemic since March, but Monica in this interview sheds light on several other features of our current situation that I had not yet illuminated, in part because I lack her specific technical background.

Therefore, I am happy to provide this link to the new 40-minute podcast.

Jim Schwab

The Need for Resilient Infrastructure

This summer, the Federal Emergency Management Agency (FEMA) is at last rolling out its Building Resilient Infrastructure and Communities (BRIC) program, and its first Notice of Funding Opportunity will likely be issued in September. In July, FEMA is airing a series of five weekly webinars to introduce BRIC to communities and state officials around the nation. BRIC is the practical result of provisions in the Disaster Recovery Reform Act, passed by Congress in 2018, to create a secure funding stream for what was formerly the Pre-Disaster Mitigation program. I plan to discuss all that in coming weeks on this blog.

But the personal impact on me was to remind me to attend to an egregious oversight on my part that began earlier this year with the release by the American Planning Association (APA) of a new Planning Advisory Service Report, Planning for Resilient Infrastructure. I read it, attended to some other business in Texas and Nebraska in late February and early March, and along came the coronavirus, upending most of my existing personal and professional plans and refocusing my attention. But it is time for me to give this report the attention it deserves.

First, there is the question of why it deserves attention. The National Oceanic and Atmospheric Administration (NOAA), which funded the project led by the Association of State Floodplain Managers (ASFPM), which partnered with APA, chose their joint proposal in funding the first round of projects under its Coastal Resilience Grants Program in 2016. As Jeffrey Payne, director of NOAA’s Office for Coastal Management, states in his preface, “Tomorrow isn’t what it used to be. Increasingly, coastal conditions include all the risks of the past, but risks that are amplified by a changing climate, rising seas, and more rapidly fluctuating Great Lakes.”

In the interest of full disclosure, I was involved with ASFPM executive director Chad Berginnis in co-authoring the proposal for this project in the summer of 2015. (After I left APA, ASFPM hired me back as a consultant in later stages of the effort to help refine and focus the PAS Report.) Our intent was both simple and bold. Local governments spend tens of billions of dollars annually on the construction and maintenance of various kinds of infrastructure. Much of that infrastructure, related to essential services including water, wastewater, and transportation, is subject to the impacts of climate change. While, as Payne goes on to state, this is true away from the coast as well, some of those impacts are particularly significant and noticeable in coastal states and communities. In short, a great deal of taxpayer money is at stake regarding the ability of that infrastructure to withstand future climate conditions and natural disasters. Planning for greatly increased resilience is a recipe for improved fiscal stability. This holds true even if, as planned by statute, a greater share of that funding for hazard mitigation projects comes from FEMA through BRIC. Taxpayers are taxpayers, whether the money used is federal, state, or local.

All that said, the serious work of completing the work fell to Joseph DeAngelis at APA, now the manager of the APA Hazards Planning Center, and Haley Briel, a research specialist for the Flood Science Center at ASFPM, along with Michael Lauer, a planning consultant with deep experience in growth management programs in southeastern coastal states.

Global average sea level rise from 1880 to the present, based on tide gauges and satellite measurements (US EPA). Reuse courtesy of APA.

Their collaborative report addresses the most significant issues of infrastructure resilience. Particularly in areas subject to coastal storms, these involve not just the impacts of major disasters but the everyday nuisance impacts of flooding because of high tides atop sea level rise that already are yielding closed streets and parks and flooded basements. Urban flooding has become a “thing” where the term never used to be heard. They include a small table with projections by the U.S. Global Change Research Program showing ranges of sea level rise between 0.5 and 1.2 feet by 2050, and 1 to 4 feet by 2100. Of course, these are rough ranges in part because various geological conditions, such as erosion or glacial rebound, cause different results from one region to another, although most of the East Coast faces serious problems over the coming century. A major part of the problem is that sea level rise amplifies the impact of high tides in storms, leading to increased flooding and erosion that is already evident in low-lying cities like Norfolk, Virginia, or Miami. The authors note that, “Over the last half-century alone, with just one to three inches of average sea level rise, daily high-tide flooding has become up to 10 times more frequent” in American coastal communities. Even in Midwestern communities, including those along the Great Lakes, problems result from climate-driven increases in high-precipitation storms that frequently overwhelm stormwater drainage systems built in an earlier era based on other, less challenging, assumptions.

Storm surge heights are cumulatively based on the mean sea level, the height of the tide, and the high volume of water pushed toward the shore by coastal storms (National Hurricane Center). Reuse courtesy of APA.

It is natural that a planning document is going to assert a role for planners in addressing these problems. The role the report asserts is entirely logical, starting with “assessing long-term infrastructure needs and understanding future risks to infrastructure assets.” Equally logical, however, is that the report builds upon prior APA literature to outline the need for coordinated action through the plan-making process to integrate climate risk into local plans as a means of “capturing the future conditions to which existing infrastructure and any planned infrastructure projects will be subjected.” Put simply, if the local planning process does not identify those risks and provide clear recommendations for creating resilient infrastructure, it is not likely to materialize in any coherent and consistent fashion. The third chapter outlines a step-by-step approach (see illustrations below) for developing an inventory of local infrastructure, identifying risks, and moving toward an effective plan for adaptation.

The process for conducting an infrastructure vulnerability assessment (Joseph DeAngelis). Reuse courtesy of APA for both diagrams.

 

 

 

 

 

A project or asset’s vulnerability to flood impacts is a product of its exposure, sensitivity, and adaptive capacity (Joseph DeAngelis).

Later, the report provides some examples of what such consistent planning for resilient infrastructure may look like. Its case study of San Francisco’s approach to assessing sea-level-rise impacts outlines how the Sea Level Rise Committee of the city’s Capital Planning Committee (CPC), a body responsible for overseeing capital investments for infrastructure, recommended using the upper end of estimates from a National Research Council report for the West Coast. These were fed into a CPC guidance document for assessing vulnerability and supporting adaptation to sea level rise, a primary outcome of climate change. Without engaging the full details here, the bottom line is that the City and County of San Francisco was working from a single play book for climate adaptation of project life cycles for future infrastructure. Capital planning could thus proceed in a more standardized manner based on common assumptions. The report also uses an extensive example from Toledo, Ohio, the site of one of two pilot projects supported by the ASFPM/APA project. Toledo, sitting on the shores of Lake Erie, has suffered from stormwater flooding and is approaching the problem with a mixture of green infrastructure and analysis of social vulnerability in affected neighborhoods. The report elsewhere delves into questions and methods of documenting and addressing environmental justice and social and racial inequities in environmental protection through appropriate local capital planning projects.

Both cases highlight the value for local planners of establishing credible data sources, which often rest within federal agencies such as NOAA and the U.S. Environmental Protection Agency. But, as one chapter illustrates, these can include experienced national nonprofits as well, such as Climate Central. Unquestionably, however, the best single assemblage of data and tools is NOAA’s own Digital Coast website. Planners can access additional high-quality resources on climate through other NOAA programs such as the Regional Climate Centers, located at a series of universities across the nation, and the Regional Integrated Sciences and Assessments, where RISA staff work directly with climate scientists to communicate the science to the public and local officials.

Just as important as understanding where to find the proper data and tools, however, is a knowledge of best practices in local capital improvements planning, the development of effective standards, guidelines, and regulations for creating resilient infrastructure, and, finally, the best means for financing such long-term investments in infrastructure, especially with an eye to climate resilience. Each of these three topics is covered in separate chapters in the second half of the report.

View of part of the Jersey Shore after Hurricane Sandy, February 2013.

Ultimately, the real challenge for local planners is overcoming a natural discomfort with the inherent uncertainties in planning for infrastructure that must withstand the impacts of climate change within a range of assumptions that, in part, depend on federal and even international action to mitigate rising global temperatures as a result of greenhouse gas emissions. Planners, and the communities they serve, must adjust to those uncertainties and the inherent complexities they embody. Planning, however, has always been a speculative enterprise riddled by uncertainties, yet cities have embraced assumptions about population growth, demographic change, and economic scenarios that have often been equally uncertain, for none of us has a crystal ball. What we do know, however, is the direction of existing and accelerating trends, and climate change is no myth. We are ultimately better off, and will better invest public resources, by anticipating climate change with the best projections available, so that our communities are not overwhelmed by future storms, sea level rise, and storm surge. We cannot say we did not see it coming. We can only hope to say we used a wise approach based on the best data available to avoid catastrophe for ourselves and future generations in the communities we serve.

Jim Schwab

 

Make America Mature Again

What follows is an adapted, re-edited version of a Facebook post from today that seems to have struck a nerve, attracting dozens of likes, comments, and shares. As a result, I concluded that perhaps I should add it to this blog.

 

No pictures here, just observations:

We as a nation come from ancestors who nearly starved to death at Valley Forge but stuck it out to ensure the success of a revolution that created a new nation built on liberty, imperfectly at first, but expanding its range over centuries.

Some of the toughest Americans come from ancestors who endured slavery over centuries to help build upon that legacy of liberty when they finally won their freedom.

We come from ancestors who endured four grueling years of civil war to ensure that liberty and equality retained a fighting chance to become this nation’s hallmark.

We come from ancestors who endured long passages across sometimes rough seas to reach a land that promised them a better life, and when they arrived, many endured hard work and, often, discrimination to assert their role in building our democracy.

We come from ancestors who, toward the end of World War I, endured endless months of influenza pandemic, with shutdowns and deaths and illness comparable to those we are experiencing now, until the danger passed and lives could be rebuilt.

We come from ancestors who, just a decade later, underwent the grueling agony of the Great Depression. We elected a president who, riddled with polio, understood the virtues of patience and perseverance in solving problems that seemed daunting by any measure, then entered World War II to help save the world from some of its most vicious tyrannies in modern times.

I could go on. But . . . .

Someone forgot to teach these lessons to a narcissistic president with the attention span of a fruit fly, a spoiled upper-class brat who has never faced serious challenges in life until now, a man who never learned much history, judging from the evidence of his comments.

Someone forgot to teach those lessons to protesters who, after a single month of one of the greatest public health challenges in anyone’s lifetime, refuse to learn that life never promised them that everything would turn up roses at the flick of a finger, and who never learned to analyze and understand a problem to find out whether the reopening they say they want might produce more harm than good, that a temper tantrum never solved anything.

Millions of Americans, probably most, of course, despite everything, understand that sacrifice will be part of the solution. But others have never, apparently, been steeled by a personal Valley Forge and just want what they want. Isn’t it time for a little maturity to settle in? Thank God for some governors and mayors out there with common sense and fortitude.

This is America. We’re supposed to be tougher than just throwing temper tantrums. Let’s prove it, people.

 

Jim Schwab

 

Unequal Exposure

On April 29, I will be moderating “Demanding Equity: Planning for Post-Disaster Recovery,” a 45-minute session in a special three-day virtual conference of the American Planning Association, NPC20 @HOME. The online conference is an attempt to replace the experience of the canceled National Planning Conference, which would have taken place in Houston, April 25-28. For the first time in APA history, the annual event will not go forward as planned. Like numerous other conferences, it was untenable to assemble thousands of participants in the middle of the coronavirus pandemic. But it is possible to provide a decent educational opportunity in its place by broadcasting and recording distance learning and letting participants ask questions remotely.

But why do I mention this one session, when APA is offering two dozen? Because it touches on some issues so central to the social and economic impacts of coronavirus, and speaks so directly to what planners and planning can do as we recover from this experience, that I wanted to highlight the subject in this post. It has been said often that the coronavirus does not discriminate. That may be true, but our society has done so and still does, often in ways people are reluctant to consider or admit. The result is that, as happens with most disasters, minorities and low-income people, those with fewer opportunities in life or greater exposure to danger, are disproportionately affected. And so it will be when the histories of this pandemic are written. The evidence is already stark enough for passionate discussion.

To give credit where it is due, the session was the brainchild of Adrian Freund, a veteran, semi-retired planner in Oregon. Before the NPC was canceled, however, Adrian was hospitalized (not because of coronavirus) and realized he would be unable to go to Houston. He reached out through a former president of APA, David Siegel, also of Oregon, to ask me to take over, and I agreed. We are on the same page on this issue. When APA decided to replace NPC with NPC20 @HOME, this was one of the sessions they felt must be included, and I reassembled the speakers to modify our plans for the new format.

All of them have a ton of wisdom to contribute on the subject. Shannon van Zandt is a professor of urban planning and department head at Texas A&M, and has authored numerous articles and led many projects on subjects related to equity in disaster recovery, particularly in the Texas context in which she works. Marccus Hendricks, an assistant professor of planning at the University of Maryland, is a Texas A&M graduate who has focused on infrastructure issues and environmental justice, writing his doctoral thesis on stormwater management in Houston. Chrishelle Palay is director at the HOME Coalition in Houston. Obviously, the panel has strong Texas roots, but there are few states where one can get better insights into the impacts of environmental inequities.

But it is the screaming headlines of the past week that have brought renewed attention to the issue in the context of coronavirus. In Chicago, we have learned that African Americans are dying from the virus at six times the rate of whites. Gary, a predominantly African American city, is the new coronavirus hot spot in Indiana. It is also where it gets personal for me. A 12-year-old granddaughter lives there and, as of yesterday (April 10), appears to have COVID-19 symptoms. Her mother called and was asked not to bring her to a hospital, but to isolate her at home. She will not be tested because, as everywhere else, this nation has not gotten its act together on testing. Will she even be included in the statistics, then, as a known case? Good question. I have no idea how Indiana is tallying such numbers. But she is in for a rough ride in the immediate future, and Gary and surrounding Lake County are certainly not fully prepared.

But what is happening in Chicago, as numerous commentators and public health officials have noted in the past week, is not only not unique, but to be expected. Detroit is emerging as a hotspot with major disparities in racial impact. State health data reveal that, while blacks make up 14 percent of Michigan’s population, they account for one-third of the cases and 40 percent of the deaths so far. In Louisiana, with one-third of the population, blacks account for 70 percent of the deaths. New Orleans has clearly emerged as a southern hot spot for coronavirus infections. Across the nation, one can find similar racial disparities.

Beneath those figures, however, are other disparities that weave in and out of racial and ethnic numbers. Age is perhaps the best-known factor, but so are many others. People in low-income service jobs, for instance, to the extent that they are still working, are more dependent on public transit and much less likely to be able to work from home like white-collar professionals. Public transit contributes greatly to mobility in urban centers, but does little for social distancing. It is still unclear just how transit will be affected for the long term, although it remains a vital link to jobs for many of the working poor. But coronavirus is clearly challenging the economic viability of many transit systems, one reason they were the target of assistance in the CARES Act.

It goes without saying that health care workers are significantly more exposed, but they are not just doctors. Their ranks include nurses, nursing assistants, and many others, some with much lower incomes, who nonetheless are risking their lives every day. Some of them work in nursing homes, which have not been the focus of any noticeable attention at the federal level. There are many ways to slice and dice the data to identify patterns of exposure, including those for access to health care, quite possibly the single most important factor driving disparities in this particular disaster. Lack of insurance coverage and inability to afford adequate health care leave many people untouched by the system and untested until it is too late. Poor or nonexistent health insurance coverage, especially for undocumented immigrants, accompanied by food deserts in many inner-city neighborhoods, endemic poverty in many rural areas and small towns, and exposure to job-related ailments, can produce numerous chronic conditions that make exposure to a new virus fatal or disastrous instead of merely survivable.

It remains remarkable, in view of these factors, that the Trump administration can maintain its drumbeat of opposition to the Affordable Care Act, including the recent refusal to allow newly jobless Americans to sign up for coverage. But this is one of many ways in which this nation, through both federal and state policy, continues to resist expanded, let alone universal, health care coverage to shore up health care deficiencies for the most vulnerable among us. There is both a meanness and short-sightedness that underlies much of this resistance. As I noted just two weeks ago, these health care vulnerabilities, with all the racial and socioeconomic inequities they embody, form the weak links in the chain of overall vulnerability for our communities when pandemic strikes.

And that brings me back to the point of the session I will moderate. One essential element of the planner’s skill set should be demographic analysis. The coronavirus pandemic highlights the critical value of addressing public health in comprehensive plans and other efforts to chart the future of cities, counties, and regions. Issues of national health care policy may be well beyond the reach of planners and their communities, but exposing the glaring disparities that have been made evident as the data on coronavirus cases grows is critical to knowing how resilient our communities are or how resilient we can make them. Access to health care is not merely a matter of insurance, as important as that is. It is also affected by the practices of local hospitals, the access to open spaces for densely populated areas, environmental regulations controlling industrial pollutants, public education around personal health, access to healthy food, the quality of our food distribution systems, and a myriad of other considerations that can be addressed to one degree or another through local or regional planning and through policy commitments to social equity.

That is precisely why, as the White House dithers, and federal management of the coronavirus crisis continues to fall short, dozens if not hundreds of mayors and governors and other local and state officials have stepped up to fill the gap. It is sad that there is not better national leadership in this crisis, but we are learning who our real leaders are. Enabling planners and other policy makers to support those officials with essential and meaningful data is an ongoing task, but if we are going to emerge from this disaster in a better place, identifying the inequities that weaken our communities and finding ways to build resilience across those weak links is going to be essential. There is no good alternative.

Jim Schwab

Isolated Adjustments

I miss my gym already, closed just two weeks ago. There was a profusion of equipment to keep anyone in shape, whether you were working on legs, biceps, core, cardio, some combination, whatever. Here at home, I have small barbells, some ankle weights, and perhaps most importantly, a newly tuned 26-inch bicycle. There are other bicycles in our garage, mostly to accommodate grandchildren but also one my wife uses. We were out briefly yesterday for a ride in the neighborhood before the blustery spring winds brought more rain.

Closed entrance to the 606 Trail at California Ave.

A friend joked a few days ago that, after closing the Lakefront trail, adjacent parks, and beaches, and the 606 Trail plus park district field houses and playgrounds, Mayor Lori Lightfoot may have been praying for rain to enforce the stay-at-home, social distancing restrictions in effect throughout Illinois. If so, she got her wish over the weekend, but the weather is changing already, and Chicagoans are likely to take advantage of it. That’s okay, as long as we use those big park spaces that are still open to maintain social distance and help slow the spread of the deadly coronavirus.

Alex at a closed entrance to the 606 Trail.

Quite frankly, just one week ago, after picking up my bike from a nearby shop that performed the tuning, I used it to ride a portion of the 606 Trail, feeling the liberation that comes with such a small adventure. That was Monday afternoon, and the closures came on Thursday. I was not surprised. The 606, which is a great community-building amenity in normal times, seemed far too narrow and crowded for public safety in these times. I have not returned. Future rides will be on winding paths in the 700-acre Humboldt Park, where one can move past other human beings without encroaching on personal space. And I can still invigorate my body and spirit with some healthy exercise.

Humboldt Park is open, but the playgrounds are closed.

So, what is this blog post about, exactly? It is about adjustments in the time of COVID-19. But let me be clear. I am sharing the adjustments being made in our three-member household, and everyone else is making their own. Each set of adjustments is unique, yet many of us can learn from one another. I am also painfully aware that we are safer and in a better position financially than many people who have lost jobs or are suffering lost income, or have a sick family member. I can empathize, while knowing their experience will unquestionably be very different. And I wish such people the very best. Our nation is in for one tough slog against a ghastly microbial enemy.

My wife and I are both in our early seventies, but our three-member household includes an 11-year-old grandson, for whom we assumed guardianship two years ago. His mother has long faced mental health challenges. Two weeks ago, the Chicago Public Schools (CPS) closed, and as of now, they will remain so until April 20. After that? Who knows? At first, the closure was for two weeks, but that would have ended today. Officials at all levels of government have underestimated the scope and duration of this problem, but the important thing is that they are learning daily and adjusting strategies, as we all are. Universities have suspended semesters and moved classes online. A friend of mine who teaches at an area community college admits to being “dragged, kicking and screaming, into the 21st century” as he learns online teaching skills. I, on the other hand, have already been teaching online for the University of Iowa. My one class each year occurs in the fall, so the question is whether we enroll enough students to move forward by August. The odds seem good, but so much changes so quickly. Again, who knows? I will have to wait for the answer.

I practice what I call “alleged retirement,” which involves a part-time mix of teaching, consulting, public speaking, and writing. At worst, my wife, Jean, a retired teacher, and I can live off our pensions and Social Security. We would have to retrench if I had no outside income, some provided by the university, but we could survive. That makes us feel far more secure than I know is the case for gig workers, restaurant and hospitality workers, travel and tourism workers, and many others affected by shutdowns and restrictions aimed at containing contagion.

Jean in front of Moos School, now closed because of coronavirus.

Meanwhile, precisely because she is a teacher, my wife works with Alex on reading and math, so that lost school days do not translate entirely into lost learning. But that has involved its own learning curve. In the first week, we both noticed Alex’s ability to refocus his time on television and video games. We were busy figuring things out in that week of canceled St. Patrick’s Day events and the Illinois primary, in which Jean was an election judge. But we discussed the situation, and Jean quickly began to insist on specific hours for learning exercises. I am grateful, and hope Alex is, for her knowledge of teaching methods to keep him fresh on everything from multiplication to vocabulary expansion. I can only imagine what single mothers with four children no longer attending school must be doing to cope with the situation. Many in Chicago or rural Illinois or throughout America do not have Internet, or lack personal computers, and lack daily connection with the schools that kept their children busy until just recently. We have a 16-year-old grandson who is a high school sophomore. He is staying with his father, who works long hours in a warehouse to pay the bills. While we provided Angel with a small laptop at Christmas, I have noticed that CPS is not updating information on Aspen, its grade- and assignment-tracking online program, so we have no idea what, if anything, he should be doing in his classes. I used to help him with courses like Spanish, but now I have not a clue what he should be doing. It is as if CPS just vanished into thin air. The only solution from a learning perspective may be to extend the school year in June—but only if we have coronavirus under control by then. Otherwise, you could take his lost opportunities and multiply them by the tens of thousands across the city.

Jean works with Alex on spelling.

Then there is the drumbeat of coronavirus news to which people can subject themselves if they sit in front of the television all day long. I choose not to do that because I find that one hour of news tells me 90 percent of what I need to know, barring some breaking announcement, and the rest is repetition. I read the Chicago Tribune thoroughly each morning. My wife knows counselors and others who suggest limiting exposure to such news to reduce anxiety. She has taken to using some online meditation one of them has provided, and it works for her. I don’t share the anxiety because I am a different sort of person. My professional experience in the urban planning field is heavy on planning for disasters and disaster recovery. I read the news with an analytical eye, looking for clues to what we, as a society or region or city, can do better, and often turning that into commentary on this blog, but also applying it in various planning tasks. Since I retired from the American Planning Association (APA), many of those tasks have been pro bono activities, such as serving on policy guide task forces and chairing APA’s Hazard Mitigation and Disaster Recovery Planning Division. There is no shortage of opportunities, and I am grateful every day for the chance to contribute something through all those channels. It’s not all about earning money. Just helping makes our lives richer; how we do it depends on our skill set and interests.

But clearly, the precautions we are all observing can be frustrating and lead to adjustments. Travel, in most cases, is a non-starter for the near future. Little more than a month ago, I was in Rockport, Texas, assisting the APA Texas chapter with a Hurricane Harvey recovery event that allowed Texas planners to interact with planners from New York and New Jersey who could share perspectives from Sandy recovery. Two weeks later, after a quick recovery from a mild case of the flu, I was in Kearney, Nebraska, speaking at the annual conference of the Nebraska Planning & Zoning Association, sharing knowledge and ideas with colleagues there. The first hints of a truly serious public health catastrophe were becoming clear, and that became my last trip so far this year. By March 18, APA had canceled its annual National Planning Conference in Houston, an event that has typically drawn about 5,000 people. Not this year. As a division leader, I am involved in many of the leadership discussions about what comes next in taking many meetings and sessions and other events online, and moving forward. This is happening across the board to numerous organizations of widely varying sizes, with huge impacts on the hotel, airline, and convention industries not only nationwide but across the world. Caught in the maws of this economic and public health earthquake are millions of workers.

Yet, as obvious as this seems to me, with my laser focus on news that matters, I have learned that not everyone is fully aware of its consequences. Alex’s mother invited us to visit her apartment, and Jean declined because we have no way of judging how safe it is. Then, two other people visiting her apartment suggested coming to our house to visit Alex. Again, Jean said that would have to wait, but they seemed only marginally aware of developments like restaurant closures and social distancing. Meanwhile, my mother, whose resilience at an advanced age has been stunning, was released last week from a hospital in suburban Cleveland after a brief non-COVID illness to a rehab facility, where she is confined to her room for 14 days because she had been in a hospital. Visitors are not permitted, as they also will not be when she finally returns to her retirement home. In short, although I have two siblings who live near her, I could not visit even if I chose to drive there.

But that brings me to a closing note. I can stay home not only because I am “allegedly retired,” but because I am not a health care worker. Their adjustments have been the reverse of those of most of us, involving thorough engagement, exposure to life-threatening infection, and long hours of treating growing numbers of patients. And not just in urban areas. As of today, for example, Illinois has 4,596 reported cases, resulting in 65 deaths, spread across 40 of 102 counties. Small towns and rural areas will not be immune. I just heard New York Gov. Cuomo note that COVID-19 has spread to all but one county in his state.

Amidst all our concerns, the ducks in the lagoon at Humboldt Park are blissfully oblivious to human problems with the novel coronavirus.

We’re all making adjustments, most of us in our homes, but our public health workers, doctors, and nurses are making theirs at the front lines. We owe them a huge debt of gratitude and everything we can do to support them, especially those who have voluntarily returned to work from retirement, or serve in the National Guard, and didn’t have to take those risks. God bless them all, every last courageous one of them.

Jim Schwab

Weak Links in the Chain

Resilience has become almost a buzzword with regard to how communities handle adversity and disasters, albeit a very useful buzzword. It focuses our attention on how we can better prepare for and cope with such events. The question of the moment is how the concept of resilience applies to our response to coronavirus.

One of many hospitals in Chicago, all of which have visitor restrictions in place due to the coronavirus pandemic.

I am not and never have been a public health expert, though, as an urban planner and adjunct planning professor, I have often worked with such people. I say this because I want to be clear about the prism through which I am viewing the coronavirus pandemic as a public health disaster. What I bring to the task is decades of work, particularly as a research manager, in the subfield of hazards planning. I am known for deep expertise in hazard mitigation and planning for post-disaster recovery. In this article, I am reaching into that toolbox to help identify what we need to learn from the current crisis.

Specifically, part of what has become the standard approach to hazard mitigation planning is vulnerability analysis, the process of identifying what in plain English are weak links in the chain of community capabilities and capacities to manage and recover from a disaster. Every community, every nation has strengths and weaknesses built into its systems, which are really an ecosystem of economic, social, institutional, environmental, governmental, and other elements of the community that comprise the way the community functions in both sunny times and days of turmoil and dysfunction. How well can that community or nation restore itself, rebuild, adapt, and learn from its experiences? One of the most fundamental elements of success, for example, is trust in government and community leadership, something that is being tested right now in the U.S. That leadership can either greatly enable and empower or greatly hinder the capacity for effective response to, and planning for recovery from, a given disaster.

But my focus here is on what a vulnerability analysis of our response to COVID-19, the disease caused by the novel coronavirus, might include. I say “might” because I do not pretend that what follows is comprehensive. It is merely suggestive. A more comprehensive list would best emerge from a summit of leaders and experts when it is time to decide on the lessons learned from this disaster. For now, leaders are rightly focused on using existing authorities and capacities to control the spread of the disease.

The main point of a vulnerability assessment is to identify potential points of failure relative to the hazard under consideration. For instance, with hurricanes or floods, we would want to know what roads or bridges would collapse or become impassable. We would also want to know the locations of substandard housing that might suffer damage or destruction or endanger its occupants. There are dozens of other examples of potential points of failure that I could list here, but presumably, you get the idea.

With the novel coronavirus, we are dealing with an invisible hazard that inflicts suffering and death on people, not buildings or structures, and—most importantly—for which there is not yet an identified cure or vaccine. Most people do not die, and many suffer only mild symptoms, but the spread of the disease is of radical concern in part through the slow rollout of testing kits in the U.S., which exacerbates an existing inability to know precisely who is infected, especially since many people test positive who are asymptomatic, that is, not exhibiting clear symptoms of the disease. Vulnerability depends on various factors, most notably, but not exclusively, age. Respiratory and other existing conditions can elevate that vulnerability, while some older people may be tough enough physically to weather the assault. Thus, identifying and classifying real and potential victims is a business fraught with uncertainty.

Given all that, where are the weak links in our communities? Many can be readily identified from the more routine aspects of vulnerability assessments, starting with governmental capacity:

  • To what extent has the city, state, or the federal government prepared and established capacity for anticipating the problem and quickly enabling the appropriate responses? It is perfectly logical to expect that greater capacity should exist at higher levels of government that have greater resources at their disposal.
  • What is the level of political maturity among the electorate, and the political will for undertaking and enforcing difficult but necessary decisions in a crisis?

The biggest questions surrounding coronavirus seem to relate to institutional capacity, some of which can obviously be enhanced or supported through governmental capacity, for example, in procuring and distributing the personal protective equipment, ventilators, and temporary hospital beds needed by the regional “hot spots” for virus outbreaks, which at the moment include New York, but also a frightening spike in confirmed cases and deaths in the last few days in Louisiana, possibly tied to the huge crowds attending Mardi Gras in New Orleans. These have led to Gov. Jon Bel Edwards issuing a stay-in-place order similar to those in effect in California, Illinois, and New York. Among obvious questions in a vulnerability assessment going forward:

  • What hospital capacity exists for treating large increases in numbers of patients in a future pandemic? This includes emergency room capacity, intensive care units, and other essential elements of the treatment process, as well as the ability to expand access to protective gear. It also involves the adequacy of skilled professionals to work with this increased patient load.
  • What capacity exists to monitor, work with, and even thin the population of crowded jails and prisons, where social distancing is effectively an oxymoron, and the potential for rapid spread of disease can amount to a death sentence for those confined behind bars?
  • What are the sanitary and patient care conditions in local nursing homes, and how effectively are they regulated? Nursing homes and similar facilities for elderly medical care have in some cases become virtual incubators for the spread of coronavirus, leading to situations where relatives can no longer visit.

Many of these questions also lead us to questions of economic vulnerability, which also pertain to social equity. Restaurants in states that have instituted closures of public places where people normally congregate in large numbers have laid off thousands, possibly millions of workers—the numbers change by the day—who often work for hourly wages and need every hour to pay the rent. Workers in the gig economy, the tourist economy, and the travel industry are all similarly vulnerable in varying ways. One result, even under normal circumstances, is that many of these workers, some of whom are also undocumented immigrants, are reluctant to take sick days because they have no paid sick leave. Often, they also have no paid health insurance, or cannot afford it.

That, in itself, needs eventually to be recognized by the United States as a source of pandemic at worst, or a threat to public health, at best. Take, for example, the story of a McDonald’s worker who shared the news that he went to work ill, vomited when he ran to the restroom, but was afraid to call in sick because a missed paycheck was a threat to his economic security. How often does that happen, and how reassuring can it possibly be to customers who even think about the potential consequences? Is anyone attempting to gather data on this problem? A worker rights organization, Arise Chicago, has been fighting for better protection for workers on this front for several years, and won passage of a Cook County ordinance in 2016, but the battle continues. At the moment, these workers either are laid off because of restaurant closures, or are adapting to the temporary new world in which their employers can sell takeout, drive-out through, or delivery.

But whether it is hotel, restaurant, or transportation workers (such as taxi and Uber drivers), among others, the vulnerability lies in the harsh facts that drive them to show up for work despite illness because of their lack of paid sick leave or medical coverage. Nowhere in America can an honest vulnerability assessment of future pandemics ignore these socioeconomic imperatives. Economic facts drive health impacts, which in turn drive at least some of the questions surrounding health care capacity. In this sense, one can see how identifying all the weak links in the chain of vulnerability means recognizing the interrelationships between the various categories of vulnerability I listed initially.

This description of the process could go on for many more pages, but it may be more important to let the complexity and interdependence of it all inspire further thought. With that in mind, let me offer a few other items for consideration:

  • Given the inability of some parts of the population to accept the necessity of temporary restrictions, how well prepared are we to control the wayward behavior of the few, even as the majority of our citizens show adequate consideration for others around them? What are we prepared to do about them?
  • In the event of a lockdown, what are we prepared to do for victims of domestic abuse who are suddenly trapped inside their homes with abusive partners, parents, or relatives? Do we have institutional capacity to remove them to safer quarters and the ability to answer their calls for help? Sheltering in place is hardly likely to make an abuser more sympathetic.
  • How well are we positioned to assist those suffering from mental illness, for whom isolation may increase propensity for depression and suicide?
  • In what ways can we respond to the needs of homeless people, for whom the spread of a pandemic disease may increase due to proximity and unhealthy circumstances?

There are some very hopeful signs of creative thinking on these issues in local and state governments, if not in the White House. For example, the City of Chicago has reached agreement with several hotels to use hotel rooms as isolation rooms for victims of COVID-19, with the city paying for the capacity in advance. This relieves hospital capacity, to some degree, but it also provides some employment for hotel workers who would otherwise be idling at home because of the shutdown of the hospitality industry as both leisure travel and conventions grind to a halt. The workers will provide food in the kitchens and undertake other safe duties, while trained public health personnel deal directly with the quarantined patients. The hotels stay open, some workers stay employed, and some strain is removed from medical facilities. Some members of the Chicago City Council are now calling for the use of vacant public housing units for the same purposes.

Likewise, some otherwise closed YMCA facilities will begin accommodating the homeless while providing necessary social distancing. All of these are creative solutions that can emerge from identifying the weak links in the chain, and can provide cornerstones for sound planning for resilience in the face of future public health emergencies.

In short, let’s all keep our thinking caps on. We’re going to need them not just this time, but for the future as well.

Jim Schwab

For the Love of Public Spaces

If the doctor’s office had not called, I would not even have been here writing. I would perhaps have been on the CTA Blue Line on the way to my appointment, or more likely walking from the train station to his office. But they called less than an hour before the appointment. The urologist merely needs to follow up on a February 26 procedure, so could we just do a telephone consultation? Frankly, I had wondered why they had not offered that option already, so I accepted. The only difference it would make, I noted, was that I had planned to use the opportunity to shoot photos of the empty “el” cars, the empty streets as I moved up Michigan Avenue across the Chicago River, and perhaps the empty Millennium Park downtown, if it was in fact empty. Deprived of the need to go there, I simply walked the neighborhood, shot photos of restaurants open for takeout only, and took two shots of the empty el platform. Then the drizzling rain began, and it was time to come home and await the call, which came late as the doctor scrambled to maintain his schedule.

The Western Avenue Blue Line station platform, early afternoon, March 19. If you are not from Chicago, trust me: You have no idea how unusual it is for this platform to be so empty. This is the impact of the coronavirus pandemic. Ridership is down by more than half.

But at least I got that first paragraph written, before the nurse called, as I thought about a potent issue for urban planners amid the coronavirus pandemic. Under normal circumstances, there are few subjects most planners like to discuss more than the design and use of public spaces. These come in a variety of forms, such as trails, parks, and plazas, which are generally publicly owned, but they also include a wide variety of privately owned spaces that are nonetheless generally accessible to the public, such as restaurants, outdoor cafes, malls, stores, and recreational facilities like the YMCA. The latter category is more frequently available on a paying basis, but those lines can be blurred under specific circumstances, such as the rental of public spaces for private events. The one overriding factor is that planners are very much aware that the public life of cities is very much defined by the activity levels and density of use of these spaces. An urban park visited by almost no one is not a positive sign of urban vitality. A public concert in the park attracting hundreds or thousands of happy people dancing and swaying to the music is a sign of a city in love with life and alive with culture.

Margie’s Candies, a nearly century-old family and teen hangout and source of sandwiches, ice cream, and candy for residents of Chicago’s Humboldt Park, can only offer takeout sweets at this time.

In the midst of pandemic, however, especially in dealing with a disease for which no one has yet developed an effective vaccine, not to mention a disease that disproportionately slays the elderly and those with respiratory vulnerabilities such as asthma, crowded public spaces are an indicator not of prosperity and vibrancy, but of danger. Social distancing to protect ourselves from unidentified carriers of COVID-19 is now an essential element of survival and personal protection. Yes, it’s nice to greet a friend in the park, but only if they keep their distance, and no, I don’t wish to shake your hand. There is a certain weary loneliness about this that is undeniable. Most of us are highly social beings, even the introverts among us. We like to talk, to exchange news, to share ideas. Thank God for the invention of the telephone and the Internet.

Why order online? Because, for the time being, restaurants in Illinois are not permitted to offer dine-in service. Takeout, drive-through, delivery are your only options. Blow up the photo to see the sign on the door more clearly.

But it’s more than that. Public spaces often provide us, to one degree or another, with the opportunity to move, to exercise, to stay physically fit. I got word just two days ago that the X Sport Fitness gym at which I maintain a membership would be closed until further notice. The trainers, I learned, are left scrambling to determine how they could continue to earn a living. They are joining millions of others whose livelihoods are in jeopardy until this scourge passes. If you know someone in Chicago who can benefit from in-home fitness training, let me know. I can hook them up with capable trainers.  

Coffee shops and restaurants are no longer public meeting spaces. Just get it and take it home.

I will be looking to find other ways to stay physically active. As noted in posts of years past, I am fortunate to live near the 606 Trail. I need to get my bicycle tuned up for another season, and I can ride for miles. On my stroll yesterday, I could see that joggers were making generous use of the trail, as were walkers and others. Interestingly, the Rails-to-Trails Conservancy has posted information quoting medical experts suggesting that people should seek to maintain their exercise routines and use our public parks and trails for just these purposes. There is nothing worse for physical health than being cooped up in one’s house or binge-watching past seasons of whatever. Get out and move around. Just keep your distance.

The joggers, bicyclists, and strollers are still using the 606 Trail. This is near the Western el station shown above and the photo taken less than 20 minutes earlier.

That goes for the kids, too. Playgrounds, for the most part, are still open. If you’re worried about touching the equipment, make the kids wear gloves or use disinfectant wipes on metal and plastic surfaces before letting them ride or play. But, above all, let them run around.

What we are all, I hope, trying to do for the near future is to slow or halt the transmission of this dangerous new coronavirus. That does not mean we become couch potatoes obsessed with watching our favorite 24-hour news source feed us endless details about the latest announcements, as important as they may be. There is still plenty of opportunity for most of us to stay healthy and drink in copious doses of fresh air. But we can also follow the guidance about social distancing and sanitation practices. In short, most of us should be very capable of walking and chewing gum at the same time. Just don’t spit that gum out on the sidewalk, thank you very much. Think about the safety of those around you. Use the trash can.

If we can all learn anything from this disturbing experience, it is perhaps an increased attention to sanitation and cleanliness in public spaces and the need to respect others by maintaining the quality of those spaces. Too many of us have seen public restrooms that are poorly maintained or not cleaned with adequate frequency. Those are obvious examples, but we can discern many others, including coughing and sneezing away from others, using facial tissue or handkerchieves, and simply cleaning up after ourselves, and understanding why some people find it necessary, even critical, to wear face masks or take other precautions. Think about the safety of those who must clean up after us, who often earn low wages and have less access to medical care. Don’t put them in greater jeopardy than necessary. Those of us involved in planning for post-disaster recovery often talk about finding the “silver lining” in each disaster experience. With any luck, that silver lining in the COVID-19 experience is a greater attention to public health, starting with the White House and extending all the way down to our own house or apartment.

The other big lesson for planning is the value of readiness and preparation for disaster. The old saw that “they also serve who only stand and wait” may be far more applicable and relevant than we realize. When President Trump eliminated a White House office that President Obama had created to focus on global pandemics, following the gruesome lessons of the Ebola virus, the assumption seemed to be that those studying and preparing for the next big public health crisis were simply wasting time and money. If that is true, why do we have an army of emergency managers spread across the country, preparing for natural and man-made disasters that, according to that line of logic, “may never happen”? The answer is that we should know all too well that reconstructing such capabilities after a new public health crisis or disaster is already underway wastes weeks and months of valuable time that can never be regained, and in this case, may be costing thousands of lives before it is over. Let us be wise enough as a nation never to repeat that mistake again.

Jim Schwab