Park that Transformed Downtown Chicago

Ed Uhlir died Wednesday, not living long enough to enjoy another Thanksgiving because multiple myeloma overtook him at 73. But the entire Chicago region can be thankful for his quiet service to the city and for his major accomplishment as both an architect and a public servant.

In a world of “starchitects,” those designers with rock-star name recognition in their highly visible profession, his creativity was of a different and far less flamboyant sort. He succeeded in orchestrating the contributions of numerous rich, powerful, and sometimes difficult personalities to produce an outcome that changes people’s perceptions of what a major public space can be. He spent six years, starting in 1998, as the project director for Millennium Park. Mayor Richard M. Daley persuaded him to take on the role shortly after he had retired from the Chicago Park District, with plans to enter the private sector. Daley told him the job would last a couple of years. It ended up being six, but Uhlir stuck with the task until the 26-acre Millennium Park opened in 2004, completely transforming the lake side of Michigan Avenue for several blocks south from Randolph St. to Monroe St. In the process, it also transformed everyone’s sense of downtown Chicago.

During those six years, I watched from a bird’s-nest view of what is now the park because the American Planning Association (APA) was situated across Michigan Avenue from the Art Institute of Chicago and catacorner from the park’s edge. I have regretted to this day not having had the foresight to start shooting daily photos from that 12th-floor vantage point to create a record of its progress toward completion. I had the corner office closest to the action. But who knew?

Well, some did. In late June of this year, I attended, on an intermittently rainy day, a tour of Millennium Park, co-sponsored by the APA Illinois chapter and the American Society of Landscape Architects Illinois chapter. The program began in a meeting room behind the park’s amphitheater with a series of short presentations led by Uhlir, who was remarkably candid about the process of creating the park. But retirement can do that to you.

What Uhlir began with was a park design by the firm Skidmore Owings and Merrill (SOM) that he found unsatisfactory, he said, in part because it was not completely accessible, though it was based on “an extension of details from the Burnham plan.” Exactly what that meant historically was laid out by Benet Haller, who had been with the Chicago Department of Planning and Development, but now is a transit manager for Cook County. He followed Uhlir’s presentation with a discussion of the history of the downtown lakefront area that Grant and Millennium Parks now occupy, which more than a century ago grew from landfill, much of it derived from subway tunneling as the city’s transit system was built. Haller noted that the Chicago lakefront has been evolving for decades, with features like Grant Park’s iconic Buckingham Fountain emerging in the 1950s. Evolution is, of course, precisely what one would expect of a dynamic urban area. Michigan Avenue, now several blocks from the lake, gained its name from originally being along the lake. Also along that lakefront was a stretch of railroad that still provides passage for many riders into downtown along Metra’s Electric Line, now ending below ground in a station under Millennium Park.

Terry Guen explains nature in the park to those in the APA/ASLA tour.

As Terry Guen, a local landscape architect who also spoke, noted, city lawyers discovered by 1998 that the city owned in fee simple the land between Randolph and Michigan, easing the task of leveraging use of the land from railroads that opposed its use for a park. In addition to the Metra station, the space below the park also contains a parking garage, making the park above, as Guen observed, “the world’s largest publicly accessible green roof.”

Achieving that status required a discreet but confident man with a sense of humor who could patiently weather the tug of war between wealthy donors (such as Penny Pritzker), who underwrote many of the most significant improvements to the park; world-famous architects like Frank Gehry; Maggie Daley, the mayor’s wife; who insisted on accessibility for the entire park; and civic and business leaders. After the initial design failed, Uhlir shifted the approach to a design competition that attracted some of the best ideas that found their way into the final scheme, including the proposal from Anish Kapoor for “Cloud Gate,” aka “the Bean,” one of the most popular aspects of the park since its opening because it allows visitors to see both themselves and the city skyline in the reflections on the perfectly buffed metal. Despite early criticism about cost overruns, the park has become the leading tourist attraction in Illinois, outpacing even Navy Pier with approximately 13 million visitors annually. It is a dynamic combination of features—the water fountain, the amphitheater, a winter skating rink, the “Bean,” and gardens that blend into an effective whole that seems always to be greater than the sum of its parts.

Part of the magic, according to Guen, came from tapping the local wisdom of “plant people, contractors, and others who knew so much about Chicago,” bringing wildflowers and prairie plants that bring an explosive mix of colors while allowing “little weed growth because the ground is so packed full of roots.” The botanical features of Millennium Park can keep a native plant enthusiast busy all summer long, even as the built features attract audiences seeking cultural experiences. For instance, the Harris Theater, on the northeast corner, attracted my wife and me on our anniversary one year to hear Roberto Bernigni perform a comic monologue followed by a recitation in Italian from Dante’s “Il Inferno.” We returned on my birthday to join a “do-it-yourself Messiah,” in which audience members participate in singing assigned parts of Georg Friedrich Handel’s famous work.

All Ed Uhlir did to make this happen was keep all the egos in check, harness them toward a common goal, and leave Chicago with a lasting civic treasure where people can rest, recreate, and relish the best the city’s culture has to offer. If that is the only legacy for which he is remembered, it is far more than most of us will ever claim. Millennium Park is now an indelible part of Chicago’s identity.

Jim Schwab

Comparing Disaster Recovery Around the World

There was a time not long ago, in human history, when a faraway nation could experience a wrenching natural disaster that most of the rest of us would not know about for months, or even years, afterwards. The idea that anyone else should or could help the stricken cities or nations recover would have seemed foreign, if not utterly impractical. Help from the U.S. federal government for San Francisco following the 1906 earthquake was minimal and slow to arrive. American involvement in an earthquake at the time in China would have seemed preposterous and quixotic.

2002 planning meeting in Bhuj following the 2001 Gujarat earthquake. Photo by B.R. Balachandran, Environmental Planning Collaborative, Ahmedabad, obtained from Robert Olshansky.

Modern transportation and communications have changed all that, and as we became more instantly aware of hurricanes in Florida, earthquakes in Japan, and volcanoes in the Philippines, we began to realize that there were ways to help—and much to learn. Governments became more aware of a responsibility to assist with planning for long-term recovery, and the field of urban planning, which for decades saw natural hazards as outside its purview, by the 1980s began to undertake systematic studies of how to make recovery more effective. As disasters became more expensive in light of widespread urbanization in recent decades, the stakes have risen dramatically. Researchers and practitioners over the past 40 or 50 years have exchanged data and ideas at major international and national conferences, and national and local policies on post-disaster recovery have evolved rapidly. One can now find a substantial literature on the topic.

One recent and noteworthy entry into this literature is After Great Disasters: An In-Depth Analysis of How Six Countries Managed Community Recovery (Lincoln Institute of Land Policy, 2017; 380 pp.). The authors, Laurie A. Johnson and Robert B. Olshansky, are both highly experienced in the international arena and, I will add, good colleagues of mine in this field. Johnson is an independent consultant based in northern California with past ties to various firms engaged in hazards work. She was a major contributor to Planning for Post-Disaster Recovery: Next Generation (2014), a project I led at the American Planning Association. Olshansky is a professor and head of the department of urban planning at the University of Illinois in Champaign-Urbana. The two previously co-authored Clear as Mud (Planners Press, 2010), a book that chronicled recovery planning in New Orleans after Hurricane Katrina.

They have worked in the countries whose disasters they describe in the book: India, Japan, China, New Zealand, Indonesia, and the U.S. These are, of course, vastly different nations in wealth, geography, size, and circumstance, and the question that the authors confront is devilishly simple: Are there lessons from these nations’ experiences in managing long-term community recovery that are transferable? What, pray tell, does flood recovery in Iowa have in common with tsunami recovery in Indonesia or earthquake recovery in India?

My own international experiences have largely been different from those they describe: I have been involved in the Dominican Republic (after Hurricane Georges), Sri Lanka (after the 2004 tsunami), Taiwan, and New Zealand, under varying circumstances, and that very question has grown in my own mind over time. Those experiences have also provided background for assessing the lessons that Johnson and Olshansky derive from the countries they study. I think they do a very solid job of assembling data, shaping the narratives, and drawing useful conclusions from their case studies. At the same time, they make clear what is unique in each country, and where nuances and differences in national frameworks for disaster policy shed light on larger issues.

One fact that is clear from this book is that those national policies are anything but static. Every nation they study is learning from each major disaster and implementing changes over time. Except for New Zealand, these six are large nations with events occurring frequently enough that many of the lessons multiply and reinforce each other. It is equally clear that political history has a major influence on how these nations organize disaster recovery and how it evolves. Teasing out the lessons that are generally transferable is thus devilishly simple. They emerge only after researchers immerse themselves in the details and compare them closely.

For instance, India, like the United States, has a federal system of government. Both nations thus tend to push down to state governments a number of responsibilities that more centralized China and Japan might reserve at the national level. Prior to the 2001 earthquake in Gujarat, a state in India’s northwest, India had only a very small disaster management division within its Ministry of Agriculture, a location within the national bureaucracy that itself speaks volumes about how India once perceived the nature of most disasters.

It is worth noting, however, that the U.S. did not consolidate its own disaster relief and recovery functions within the Federal Emergency Management Agency (FEMA) until 1979, when the agency was created under President Jimmy Carter. The U.S. did not have any federal statutory framework for systematic disaster response until 1950, and created the National Flood Insurance Program in 1968. As the authors explain, the terrorist attacks of September 11, 2001, then completely reshaped the administrative landscape of American disaster management as Congress reacted to those events by creating the Department of Homeland Security and placing FEMA under its umbrella.

The fact that India was at most a generation behind in assuming greater responsibility at the national level should not be surprising in light of its development, but rapid urbanization has also forced reassessment of many issues of federal ministerial structure. India is also a nation that, because of its relative poverty, has relied much more on international assistance, even as it has steadily expanded its home-grown expertise on natural hazards and urban planning.

A sewer line is laid in the old city of Bhuj in Gujarat, India, in 2004. Photo by B.R. Balachandran, Environmental Planning Collaborative, Ahmedabad. Reprinted from the book with permission from authors.

Two weeks after the 2001 earthquake, the state established the Gujarat State Disaster Management Authority, led by the chief minister. Like state and national agencies in every other country studied, GSDMA experimented at times, made mistakes and enjoyed successes, and helped rebuild homes and infrastructure. There is no perfect way to recover from disaster, and there are always disappointments. For housing reconstruction, Gujarat, the authors report, employed both an owner-driven plan and a public-private partnership plan. The owner-driven approach had no precedent in India on such a large scale; the earthquake had flattened almost 6,500 buildings and killed 7,000 people. This fact alone illustrates one highly transferable lesson from international experience—that disaster recovery provides a compelling laboratory for such innovation, providing that authorities are prepared to accept the prospect of some measure of failure and to learn from it. A more positive way of making that same point is the “silver lining” theory, which sees disaster recovery as a unique opportunity to advance positive change in a “teachable moment.”

Such lessons take shape in very different cauldrons, however. New Zealand, for instance, which suffered the 2010-2011 earthquakes in Christchurch, the major city of the South Island, has a smaller population than any Indian state or most states in the U.S. The nation is also comparatively prosperous. With only 4.7 million people in an area about 70 percent the size of California, New Zealand has no need to decentralize most government functions, except for rural districts and municipalities. The national government thus found it easy to take control of some recovery functions from the city, and there was no intermediary authority. China, with the world’s largest population, tends to concentrate power but nonetheless also finds some decentralization of recovery functions a practical necessity. In the U.S., however, such power sharing is integral to the system and enshrined in the Constitution. These issues of central authority versus state or provincial and local autonomy tend to set the terms within which the experiments in recovery operate. Moreover, as the chapter on Indonesia following the  2004 tsunami through subsequent lesser disasters illustrates, disaster management institutions are evolving rapidly in developing nations as well as in those with more developed economies such as the U.S. and Japan.

So, what can we learn? This book provides a wealth of detail in its case studies, but the authors note that a key leader of Indonesian recovery efforts stated to them his belief that there are no general lessons to learn because “all disasters are unique.” It is certainly true that each event has its own special context and contours, but that simply makes drawing lessons more challenging, not impossible. The authors conclude with seven recommendations.

The first is to “enhance existing structures and systems to promote information flow and collaboration.” Often it makes sense to retain new agencies or programs because they serve more purposes than simply advancing disaster recovery. Second, the authors emphasize the need for data management, transparency, and accountability. The availability of information is crucial for citizens and stakeholders to make good decisions as they rebuild.

A village meeting discusses details of the post-tsunami resettlement in Nagapattinam, Tamil Nadu, India, in 2008. Photo by Divya Chandresekhar, obtained from Robert Olshansky.

The third point is to “plan and act simultaneously.” The paradox here is that reconstruction can never happen fast enough, yet it is important at times to slow the process down in order to inject some thoughtful deliberation into the process. In short, planners and public officials must learn to work efficiently with limited time to make things happen. In some settings, that may necessitate at least some decentralized decision making to prevent bottlenecks. It becomes essential to learn on the run because not learning can be extremely detrimental.

It is also critical both to budget for the costs of communicating and planning, because these functions are critical to success, and to increase capacity in local governments to make recovery decisions. Effective communication aids empowerment, but so does the ability to hire adequate staff with adequate training. Pushing some of that power and capacity down to individual citizens also expedites decision making. That requires sharing information.

The 2004 Indian Ocean tsunami dramatically affected shoreline communities in Tamil Nadu, India, but fishing families were often reluctant to relocate. Photo by Robert Olshansky (from the book).

The authors also suggest avoiding “permanent relocation of residents and communities, except in rare instances, and then only with full participation of residents.” The risk of forced relocation is greater in more authoritarian and highly centralized systems like that in China, while the U.S. heavily relies on voluntary relocation, and total community relocation remains a rarity. But the consequences of such relocation can be devastating unless the community has bought into the idea and clearly understands how it will benefit—presuming it actually will.

Finally, the authors, again picking up on the theme of time compression after disasters, say, “Reconstruct quickly, but do not be hasty.” Exactly when undue speed becomes haste is, of course, very much a matter of judgment, and good judgment often relies on experience, all of which strongly suggests the value of pre-planning for disasters in order to create the opportunity to evaluate options beforehand and train staff for the eventuality. It might be added that expanding the literature available to them that will expand their familiarity with the issues before disaster strikes is also valuable. This book, in its own way, helps advance that mission.

Jim Schwab

Life after Tornadoes

Despite the impression many people may have from watching the news, most disasters do not result in a presidential disaster declaration, and the federal government is not always involved in response and recovery. Many smaller disasters, however, result in a state declaration issued by the governor. The threshold for determining whether federal assistance is justified differs by state, with the Federal Emergency Management Agency assuming larger states are capable of handling larger events. Major or catastrophic disasters like Hurricanes Harvey, Irma, and Maria invariably trigger federal assistance, but it may matter whether a tornado occurs in Texas or Delaware. It also matters greatly how much damage it produces. In any event, assessing the toll that nature has inflicted is never simple business.

The remains of a home destroyed by the tornado.

On April 29 of this year, seven tornadoes rampaged across rural Van Zandt County, east of Dallas, Texas, and parts of some neighboring counties. One of those was an EF-3; another was an EF-4. The scale runs from EF-0, a relatively minor twister, to the very rare but extremely dangerous EF-5. Such a monster struck Greensburg, Kansas, ten years ago, causing enormous damage and nearly wiping the small city off the face of the earth. Fortunately for Van Zandt County, the tornadoes struck mostly in rural areas outside Canton, the county seat. Nonetheless, four people died, and dozens were injured. The state issued a disaster declaration.

Vicki McAlister, Van Zandt County’s public health emergency preparedness coordinator, noted at a disaster recovery workshop in Canton on October 26 that a triage center was established at Canton High School within a half-hour, and that almost immediately “between 35 and 40 ambulances were on the scene.” The triage center, however, had no electricity because of extensive damage to power lines from the tornadoes, which damaged or destroyed about 200 homes in the area, and killed between 250 and 300 cattle. Within two hours, two task forces were conducting search and rescue along every mile of the 35-mile storm path. The county shut down air traffic around the path in order to focus on the effort. McAlister noted that they were soon “swamped by the media,” for whom they set up briefings on a regular basis. It is critical in such situations to keep the public informed through accurate news of the events that follow the disaster.

Student interns join me (left), Melissa Oden (to my right), and Texas APA chapter administrator Mike McAnelly (far right) for lunch in Canton the day before the workshop.

The workshop was the result of a collaboration between the Texas Public Health Association and the Texas chapter of the American Planning Association (APA), joint recipients of a $70,000 sub-grant from APA’s Planning and Community Health Center in Washington, D.C., operating under a much larger multi-year grant from the Centers for Disease Control for a program called Plan4Health, designed to foster collaboration between urban planning and public health professionals. The unique feature in this case is its focus on post-disaster recovery public health needs, but It is the third Plan4Health project between the two Texas organizations.

I attended the workshop as the invited keynote, but I played another role as well: I facilitated a group exercise in which those attending broke into five groups, each of which spent time summarizing on an easel sheet where they saw their efforts now, and where they would like to be. Each group reported back to the whole, and those reports became part of the record of the workshop itself. After that, I spoke over lunch.

Debris from the April 29 tornadoes.

What was interesting to me, however, especially after listening to Russell Hopkins, the leader of the county’s Long-Term Recovery Group, a body empaneled to handle claims of those suffering losses or injuries from the storm, was how he felt that the county would have been better off having created such a group before any disaster had hit, and how those from neighboring counties echoed that sentiment by indicating they would like to take that step before enduring the ordeal facing Van Zandt. His group was activated in mid-May, and he felt they could have saved weeks of valuable time in advancing recovery in the community if they had been established before the disaster. From my own research and experience, it is clear Hopkins is entirely on the right track, yet few communities think about such contingencies until disaster strikes. Hopkins is also director of Public Health Emergency Preparedness for the Northeast Texas Public Health District.

Much of what TPHA and Texas APA learn from this project will be compiled in a tool kit designed to assist rural communities with recovery planning. Rural communities often face different challenges in disasters from urban areas because local government is small, staff and resources are limited, and training is sometimes less available. The workshop aimed to help shrink that gap. The two sponsoring organizations marshaled important academic resources to advance this mission, including the help of faculty and graduate student interns from the public health program at University of North Texas (UNT), in Fort Worth, and the planning school at the University of Texas campus at Arlington. Six of them were helping to manage the workshop, led by Melissa Oden, a public health professor at UNT and a recent president of TPHA. Also involved was the Northeast Texas Public Health District, based in Tyler. It is expected that the tool kit will become available online early next year.

Ultimately, in my opinion, what matters most in these situations is the peer-to-peer learning between local professionals and recovery volunteers. The latter group had already donated about 20,000 hours of help since April. Some came from outside the area, as often happens, but many were local. These people also help to raise money. Hopkins noted that the recovery effort had raised about $530,000, which was being used to help people rebuild, many of whom had lost a great deal, if not everything. A little more than half were either uninsured or underinsured, according to McAlister. There can be many reasons for this, including poverty and poor health, which can easily lead to financial stress.

I had noted that rural areas and small towns can have advantages in recovery because of greater social cohesion, but it is also easy to wear out a limited pool of civic volunteers. Hopkins noted that he was “not sure” the members of the Long-Term Recovery Group “knew what they were getting into.” While pointing out the need to make sure claims for assistance are legitimate and that the group was “doing the most good for the most people,” he added that, “We’re frustrating our citizens and ourselves because of the slowness of our work.” The committee spent “long hours wordsmithing” its mission statement to ensure flexibility in responding to people’s needs and was finally ready to distribute money in late June. That circumstance led to his observation that a previously appointed, standing recovery group could have put assistance in motion much sooner. This point surfaced repeatedly when we heard from attendees from neighboring counties. Hopkins’s observation did not go unnoticed. I tried to reinforce it in my lunch presentation by directing people to a Model Recovery Ordinance APA had developed nearly two decades ago, and updated and refined more recently, to help communities accomplish precisely this objective. I suspect that my suggestions did not go unnoticed, either.

If anything, other speakers throughout the afternoon continued to reinforce everything said earlier. My long-time friend and colleague David Gattis, formerly the planning director in Benbrook, a Dallas suburb, concluded the afternoon by discussing planning needs in post-disaster recovery. Gattis served just a few years ago as the chair of an APA task force that developed an APA policy guide on hazard mitigation. It built partly on work from the Hazards Planning Center, which I then managed, so we have collaborated a bit over time. He is now applying his expertise in Bastrop, a Texas community that, in recent years, has been afflicted by wildfires (2011), floods (2015), and other events, including impacts this year from Harvey. One issue he emphasized was that, “Short-term responses can have long-term recovery implications.” We do not want to put people back in harm’s way. It is less clear in the case of tornadoes exactly where that is because tornadoes are much more random events geographically than floods or wildfires, but there are lessons to learn, nonetheless, including improved building codes and ensuring access to safe rooms, either within a house or in a nearby community facility. It is particularly important to pay attention to such needs with disadvantaged populations, such as the elderly, children, or the disabled. There is almost always room for improvement if we are looking to build greater community resilience. That includes attention to climate change, even if there may be greater skepticism in some areas. I made my own point very simply regarding climate issues: We cannot solve a problem if we don’t talk about it.

But much of Texas, I believe, is talking about a variety of post-disaster issues, and many communities have sought assistance since Hurricane Harvey. A new normal of public debate may emerge from those discussions, and many of those communities may never be quite the same again. In time, they may be healthier and more resilient as a result.

Note: All photos above provided by TX APA and TPHA (thanks).

Jim Schwab

Engaging for Sustainability

I know. My very title for this blog post sounds to some like yet another naïve stab at kumbaya. Well, stay with me, anyway. We are talking about solving problems in our communities, and the more people who get behind the solution, the more successful it is likely to be.

Kristin Baja, right, with Dubuque Mayor Roy Buol before her presentation.

What I am really aiming to write about, in the narrowest sense, is a morning keynote presentation by Kristin Baja at the tenth annual Growing Sustainable Communities conference in Dubuque, Iowa, on October 4. The City of Dubuque has been hosting this event from the outset, and I rather like the riverside convention center where they host it. Hell, I rather like the mystique of the Mississippi River, the very reason Dubuque exists. I’m fascinated enough that I thought the conference a good venue for meeting people who might be useful to my pet project since leaving the American Planning Association (APA) at the end of May: a two-book series on the 1993 and 2008 Midwest floods. Dubuque is one of those communities that understands that environmentally healthy communities are a necessary path to the future.

That is why they engaged Kristin Baja, a former planner for the city of Baltimore who was instrumental in effecting significant changes in planning that recognized the fundamental problems that Baltimore needed to address, both socially and environmentally. She openly states that Baltimore was built on a legacy of racism that must be overcome through new approaches that must complement the city’s efforts to address climate change. The poor tend to be more vulnerable to natural hazards. Recently, Baja left her city position to become the Climate Resilience Officer for the Urban Sustainability Directors Network. In this new role, she is essentially bringing what she learned at the local level to the national stage.

What she seems to have learned most, and emphasized in her keynote, is the value of empathy, a quality often sorely lacking in national politics. I frankly think we are more likely to relearn its value at the community level, where we can engage directly and personally with our neighbors. Perhaps then we can reapply it to national policy discussions if we can get past the angry tweets and the noise of shouting talk show hosts.

Baja started with a display of many of the same points I have made in this blog before. The climate is changing, and we have plenty of evidence to make this point if we can get people to listen. We cannot afford to continue to confuse weather with climate, for instance, by using one snowstorm to ridicule the entire notion of global warming. “Weather is your mood, climate is your personality,” she suggested, and it is not a bad analogy for helping people to grasp the distinction between short-term and long-term trends. If we are to achieve resilience in our communities, it will be essential to understand that we must build community strength in the face of both shocks, which are sudden and unexpected changes, and stressors, those long-time problems that weaken a community’s social fabric, like high unemployment, poverty, racism, and distrust of authority. If community leaders want to overcome some of that malaise, it is critical that they foster and sustain mutual trust, be accountable, keep promises, share power, value people’s time, and focus on community cohesion. It may be a tall order, but I would add one other factor. When a community finds such leaders, it needs to honor them. Too often, the best intentions are drowned in a tidal wave of vitriol.

I will not reprise every aspect of Baja’s captivating presentation. What I want to share is the underlying logic of her approach. She first came to my attention when I learned about Baltimore’s now well-known DP3 project, which stands for Disaster Preparedness and Planning Project. DP3 resulted in the approval in 2013 of a combined local hazard mitigation plan and climate adaptation plan. Baja participated in a July 2016 webinar I organized for APA on the subject of merging climate adaptation and hazard mitigation plans.

Hazard mitigation plans have been produced by the thousands by state and local governments ever since the Disaster Mitigation Act of 2000 decreed that they would be ineligible for federal mitigation grants, which pay for many hazard mitigation projects after disasters, unless they adopted a FEMA-approved plan. All states now have such plans, and about 20,000 units of local government have adopted them, often participating in multijurisdictional efforts. But almost universally, until a few creative cities like Baltimore began to outline a new approach, these plans have been backward-looking in identifying local hazards. Why? Because the standard approach is to project future hazards based on historical patterns. The problem is that climate change is disrupting those expectations and exacerbating existing vulnerabilities. The path to resilience lies in using climate science data to anticipate the hazards of the future. Baltimore accomplished that by integrating data about climate trends into its hazard mitigation plan, thus elegantly addressing both existing and future hazards. Baja was at the center of this activity.

But her innovative style goes farther. She worked on the use of vacant lots in cities for development of green infrastructure to help remedy urban flooding. In March of this year, she attended the first of two day-long roundtables APA organized with the National Oceanic and Atmospheric Administration on ways to integrate climate science into the local planning process. She was feisty and persuasive as usual, and we all appreciated her contributions.

Ultimately, what Baja discussed with the audience was not merely the policy changes that are needed to produce climate-resilient communities, but the practices of community engagement that would undergird those policies and make them stick, embed them in municipal and regional civic culture. She unleashed her own flood of ideas about how to do this, including training staff, as she has done recently in Dubuque, with training games that make the undertaking fun, such as a “Game of Floods.” The laundry list that rolled from her tongue and flowed from the PowerPoint screen included these tips for engaging members of the community and removing barriers to participation in civic meetings:

  • Go to people
  • Partner with community leaders
  • Provide transportation
  • Provide food and beverages
  • Provide childcare or activities with children
  • Consider language barriers
  • Translate signs and data
  • Insure compliance with the Americans with Disabilities Act
  • Collect stories
  • Approach all stakeholders with empathy
  • Provide interactive and fun ways of engagement
  • Invite participation on advisory committees

One of her approaches, used in Baltimore to give life to these ideas, was to create a community ambassador network to empower the very people who often labor to advance these ideas through small neighborhood organizations with no financial support from the city. Recognizing the contribution these people make to their city goes a long way to strengthening the trust that supports progressive policy making.

There is a method to the madness of making this all work. Baja is not the only person who has discovered the value of empowering volunteers for good planning, but she herself is now a full-time ambassador through USDN. I’d say they found the right person.

Bike tour of Dubuque’s riverfront at the end of the conference.

 

Jim Schwab

Recovery in North Carolina One Year Later

Amid the whirlwind of disasters this fall—three major hurricanes hitting the U.S., earthquakes and another hurricane hitting Mexico, wildfires in northern California—it is easy to forget that people hit by other disasters as recently as a year ago are still laboring toward long-term community recovery from the damages those events left behind. One of those places is North Carolina, which suffered flooding in several small communities in its eastern Coastal Plain from Hurricane Matthew. The Federal Emergency Management Agency (FEMA), of necessity, may shift its energy and resources to new places, but the communities and states trying to recover cannot escape the realities of rebuilding their own futures.

I was in North Carolina just two weeks ago for the annual conference of the North Carolina chapter of the American Planning Association, in Greenville. This city of about 90,000 is just an hour west of the Outer Banks, depending on which roads are open. (Hurricane Maria was kicking up waves as it moved north out in the Atlantic Ocean while I was there.) Much of the surrounding area consists of farm country and small towns nestled in river valleys subject to flooding in major storms including tropical storms and hurricanes. In the 1990s, the area was visited by Hurricanes Floyd and Fran, both of which left their marks. I had hoped to travel the towns affected by Matthew with a colleague, but it did not work out. But I did listen to a keynote presentation by Gavin Smith, a research professor at the University of North Carolina (UNC) in Chapel Hill and director of the U.S. Department of Homeland Security’s Coastal Resilience Center of Excellence, located at UNC. I was there because I had been invited to speak at two sessions, one on September 26 on community resilience and another the next day on flood hazards and subdivision design.

Smith has worked with the North Carolina Department of Emergency Management on recovery planning in the past, and as a consultant following Hurricane Katrina, led recovery in Mississippi under Gov. Haley Barbour. He later returned to North Carolina to join the UNC faculty, but clearly is an experienced hand in this field. He has also written extensively on disaster recovery, including an Island Press book, Planning for Post-Disaster Recovery: A Review of the United States Disaster Assistance Framework.

What Smith served up was a primer in planning for climate change and disaster recovery with a side order of North Carolina case studies. I don’t say that to be cute, but because I have discussed at length the issues associated with the former, so here, I will concentrate on the latter. I will note first, however, that he highlighted some issues connected with disaster recovery that are worth considering:

  • Disasters tend to bring to the forefront of community planning existing conditions that may have been less obvious beforehand, but which are not new.
  • Disaster involves opportunity, a unique situation in which good planning can effect positive change. Because planners are generally interested in advancing equity, this is important, as developers are often dictating growth even when it negatively affects some economically marginalized people in the community.
  • This post-disaster environment provides an opportunity to engage in alternative dispute resolution, with planners using negotiation to help resolve difficult issues.
  • The reality of disaster recovery is time compression, the need to move quickly even though better planning may demand stepping back and investing more time in deliberation before making decisions. We can alleviate some of that pressure by developing plans for recovery before disaster strikes.

That is, in a way, all background to the simple fact that one role for planning is to help change the rules governing recovery through serious engagement between local officials, who generally better understand local needs, and those at state and federal levels of government, who generally control more of the resources needed for successful recovery. In other words, planners need to help solve the disconnect between means and understanding. Communities that passively await rescue by higher levels of government without undertaking the task of owning their own recovery may well face consequences in the misallocation of the resources provided.

The Hurricane Matthew Disaster Recovery and Resilience Initiative (HMDRRI) has specifically worked with eight communities in eastern North Carolina under the auspices of the North Carolina Policy Collaboratory. Smith is the project director. It began with a research period that ran from February through June of this year. The project included intake interviews with people in the affected areas who were willing to pursue buyouts of their properties, which would then be maintained in perpetual open space under rules of FEMA’s Hazard Mitigation Grant Program, and discussed with them where they were willing to relocate. The program developed housing prototypes for affordable homes in the $90,000 range that would allow buyers to stay in their communities without remaining in the floodplain. One major question was whether they could endure as a community after such relocation, which is affected by area geography and topography and the ability to identify and develop suitable alternatives. It should also be noted that eastern North Carolina has been through much of this before. Following Hurricane Floyd in 1999, the state undertook buyouts of more than 5,000 homes and assisted in elevating another 1,000.

Camp shelter in Windsor, NC, one of the communities assisted by HMDRRI. Photo by Gavin Smith

The HMDRRI research product is a 580-page report that outlines project objectives and documents economic, housing, and other conditions in both the region and the communities specifically targeted by the project: Kinston, Fair Bluff, Windsor, Princeville, Lumberton, and Seven Springs. This documentation is critical to an accurate assessment of the challenges facing the region. For instance, the standard determinant of housing affordability is the ability to limit spending on housing to 30 percent of income. People in lower-income brackets often struggle to find such housing, and often it requires subsidies or some sort of intervention in the housing market. Within the coastal counties studied, however, the reasons for shortages of affordable housing can vary widely, as can its quality. The resilience of affordable housing in an area subject to coastal storms and flooding is important, yet the abundance of mobile and modular housing in the region offers little resilience in the face of disaster, and septic systems associated with much modular housing often make those homes even more susceptible to flooding. Thus, solutions must address both resilience and affordability to provide some semblance of social equity in disaster recovery.

The intriguing model offered by HMDRRI, however, is the systematic engagement of the academic community in what is simultaneously a practical learning experience for students and faculty, an opportunity for introducing the skills of practicing design professionals to the area, and a direct connection to state and federal officials, for instance, by allowing student and faculty teams to work in the FEMA Joint Field Office (JFO) and thus access data that might not otherwise be readily available. This included interaction with FEMA’s Community Planning and Capacity Building team, part of the larger federal Disaster Recovery Framework. The report, more readable than its length might suggest, includes a substantial section called Home Place that helps facilitate the transfer of design practices to the community level to empower better local recovery planning.

An example of this occurred in Princeville, which Smith described as the oldest African-American community founded by freed slaves. In August, HMDRRI hosted a five-day charrette with visiting architects, three-quarters of them African-American, who worked directly with the community on land-use and design solutions for relocating homes from the floodplain to a higher, 52-acre site still within the city limits. Helping the community to understand and come to terms with the land-use changes resulting from the recovery from Hurricane Matthew is critical to long-term success. The verdict is necessarily still pending in this case, but it may provide a solid case study for future efforts elsewhere. Smith also noted one other important aspect of the charrette experience: Participants were asked to check in daily to document the time they spent. Creative people that they were, the initial reaction was some resentment at being subjected to this bureaucratic procedure until it was explained that documenting their contribution of time was essential to showing a local match for federal funds supporting the project. Approximately 100 people were credentialed for the purpose. At that point, they complied enthusiastically because they understood the purpose as something more than mere bookkeeping. They were helping the community marshal badly needed resources.

It is worth noting that the report recommends that the North Carolina Governor’s Office form a standing committee to provide recommendations for policy, programming, and funding strategies for development of adequate housing in eastern North Carolina. The report also notes interest from Texas and Rice University in the model for state/academic collaboration that HMDRRI offers. This is part of the silver lining of disasters: the emergence and dissemination of positive and innovative solutions to common problems.

Jim Schwab

Flood of Events in Just Two Weeks

Life can produce very sudden turns of events. The turmoil and destruction dished out by Hurricanes Harvey and Irma may have been predictable in the abstract, that is, events that could occur at some point someday, but that means little when the day arrives that a hurricane is bearing down on your shores.

More than three months ago, I retired from the American Planning Association to move into a combination of activities I had tailored to my own skills and interests, which I have previously announced and discussed. Over the summer, I began setting the stage for introducing these new enterprises, but my wife and I also took time for a long-awaited excursion to Norway to celebrate this new phase of our lives. I began to share that story in August with blogs about our journey.

Meanwhile, I began work on the creation of Jim Schwab Consulting LLC, my solo planning practice. Just two weeks ago, with the help of a web designer, Luke Renn, I unveiled a business website that is a companion to this one. You can find it at the link above. But when we began to construct the site in mid-August, I had no idea what would ensue. By the time we had completed the new website, Harvey was making landfall on the Texas coast and dumping unimaginable amounts of rain in the Houston metropolitan area, and then on Port Arthur and Beaumont, Texas.

As Harvey was losing steam and moving inland, Irma, initially a Category 5 hurricane, devastated the small island of Barbuda, the smaller part of the tiny Caribbean nation of Antigua and Barbuda. Officials estimate that 95 percent of the island’s buildings were damaged or destroyed, and residents have been evacuated to the larger island of Antigua, partly in advance of an anticipated second attack by Hurricane Jose, following in Irma’s wake, that mercifully did not come to pass. That would have been bad enough, but the storm also badly rocked St. Thomas and St. John in the U.S. Virgin Islands, sideswiped Puerto Rico and the northern coast of Cuba, and finally passed through the Florida Keys, demolishing much of the community there, and sped up the western coast of Florida through places like Naples and Tampa. Irma was so huge that its waves and winds also buffeted numerous coastal communities in eastern Florida, no doubt shaking many people in Miami Beach to their core.

I will soon complete the tour of Norway on this blog, but it seemed more important to offer some insights, in some small way, into what is happening and will be needed in the recovery in Texas. Irma has been too large an event for me yet to absorb its totality and even begin to understand how I can possibly enhance what people know from the daily news barrage that has accompanied it. I am sure emergency management personnel at all levels are already weary but patriotically staffing their posts.

Planners like me must prepare for the much longer endurance test known as long-term recovery planning. While it is far too easy to say what, if any, role I may be asked to play in this drama, there have been conversations. Recovery, unlike emergency response, will take months to unfold. I will do my best to share what I learn. It is important because long-term recovery provides the opportunity to hash out major questions of the future and the resilience of the surviving communities. It has always been possible to learn from experience and to improve so that we lose fewer lives, suffer fewer losses, and rebound more quickly in future disasters. But possible is not certain. It is up to all of us to decide that we will rebuild with a resilient future in mind.

Jim Schwab

Map of Irma as of 9/12/17 from NOAA website.

Hurricane Harvey Interview on CBC

For those who have been reading the posts I have recently done since Hurricane Harvey made landfall, I thought it might be of interest to see this video clip of an interview I did with Canadian Broadcasting Corp. two days ago: https://youtu.be/UFslrKPd04s 

Jim Schwab

The People Affected by Harvey

A few days ago, in my last post, I wrote that Hurricane Harvey would last a few days, but the recovery would last years. However agonizingly long Harvey appears to be taking to inflict its misery on the Texas Gulf Coast, and now parts of southern Louisiana, it will go away. And then the real marathon will begin. People will have to face the necessity of reconstruction, both as individuals and as whole communities.

In writing about this now, I am crediting readers with a longer attention span than seems to be assumed of most Americans on social media today. I truly hope, however, that the news media does not forget about Harvey or the Gulf Coast as the recovery process grinds on over coming months and years. Certainly, most residents of the Texas coast will have little choice but to bear with the process, and ideally, they will participate. Recovery needs to be as participatory as possible to succeed fully.

FEMA teams managing the distribution of water, and meals for hundreds of semi-trucks at an incident Support Base in Seguin, Texas. Photo by Dominick Del Vecchio – Aug 29, 2017 (from FEMA website) 

It will not always be a pretty picture. The news media in recent days have been full of photographic and video evidence of the best aspects of humanity—people in boats rescuing neighbors and strangers alike, public safety personnel risking personal safety as they save people from flooded homes and transport them to shelters, and other heroic acts away from cameras and too numerous to count. People from other states and nations will contribute to disaster-related charities to help people they have never known and may never meet. Politics and race and religion will all take a back seat to saving lives and reducing suffering. For just a brief moment in history, we can stop shouting at each other long enough to care for each other and be proud of one another.

Several years ago, Rebecca Solnit produced an intriguing book, A Paradise Built in Hell, that explored many of the positive community-building relationships that emerge when people are challenged by adverse circumstances such as major natural disasters. It is a journalistic journey through the informal alliances and communities created by people under what seemingly are the worst possible conditions, but which challenge our humanity and force us to consider how we value those around us. It is an optimistic book that forces readers to rethink what it means to live through a disaster. I have always hoped that it would spark similar efforts among academic researchers, particularly in the social sciences, to study this phenomenon more closely. I think that is happening to some extent, but perhaps not nearly enough.

The Texas Gulf Coast communities stricken by Harvey will need as much of that spirit as they can muster to produce successful long-term recovery. Recovery takes years because, while no one wants to delay rebuilding unnecessarily, hasty rebuilding that fails to consider the failure points that allowed destruction to occur is even more undesirable. Under considerable time pressures, which researchers Robert Olshansky and Laurie Johnson, both wonderful friends of mine, have notably referred to as the problem of “time compression” in disaster recovery, planners and local and state officials will need to meet with constituents, hear their concerns, explain both the obstacles and opportunities involved in reconstruction, and ideally, inform the public process to help lead to a better outcome. During this time, minor and modest repairs may go forward while the bigger decisions, like where to buy out damaged properties, how to rebuild infrastructure and to what new standards, and how to produce a stronger, more resilient community to handle future disasters may need to undergo vigorous debate.

I point this out because, inevitably, and despite Solnit’s rosy scenarios in the context of community building, tempers will rise and people will need to iron out significant differences and widely varying perceptions of the causes of, and solutions to, the damage that occurred. There will surely be some debate about Houston’s sprawling development patterns and relative lack of development controls. There may be debates about strengthening building or zoning codes or, in Houston, the absence of zoning. If there is any echo of Hurricane Sandy, there may be discussion of a greater role for green infrastructure in mitigating hazards, though that alone would have made only modest difference in the flooding from Harvey, but it might have helped.

More importantly, people will have undergone trauma that will make them deeply and justifiably emotional about the disruption of their lives. They will bring that trauma, and a need to vent and share their fears and anger, to public meetings. Public officials will need to exhibit patience because, as Christine Butterfield, another good friend who served as community development director in Cedar Rapids, Iowa, during and after the 2008 floods, has noted, those public gatherings will be therapeutic. People may cry, they may yell, they may accuse. Most of all, they need to know that someone else wants to hear and share their pain. They want to know that someone cares. Once most have achieved that comfort level, they may be ready to move forward and discuss options for recovery. But first, community leaders must build trust.

Some people may never trust, and the rest of the community may need to move on. Life is not perfect. Human beings are not perfect. Recovery cannot wait forever, but it must demonstrate compassion and a commitment to social equity.

In a few weeks, the entire process will begin, and people will decide what role they want to play. Leaders will arise in unexpected places. Just last week, my students at the University of Iowa School or Urban and Regional Planning, during a field trip with which I launch my course on “Planning for Disaster Mitigation and Recovery” every year, heard from United Methodist pastor Clint Twedt-Ball, a co-founder and executive director of Matthew 25, a community organization that arose from almost nothing after the 2008 floods in Cedar Rapids to help rebuild 25 blocks of downtrodden neighborhoods in the city, raising money but also making tough decisions about what would work and what would not. Nine years later, his organization is still working to make a difference. Before 2008, Clint would confess, he knew next to nothing about floods or community development. My guess is that now he could nearly write a book. Who knew?

Watch Houston, and Rockport, and Corpus Christi, and all the other cities on the Texas Gulf Coast for both surprises and struggles, and mostly for deep human engagement in solving massive redevelopment problems the likes of which most of us will never have to confront. And be ready to cheer them on when good things happen. They are likely to need the encouragement from time to time.

Jim Schwab

Initial Observations on Harvey

Map from National Weather Service. http://www.weather.gov/akq/Harvey

For the people of the Texas Gulf Coast, the rain and winds of Hurricane Harvey are just the beginning of a long journey. The storm will last a few days. The recovery will last years.

Destruction in the Bolivar Peninsula after Hurricane Ike in 2008

I am not there, so I can only surmise, based on the news coverage I have seen, the full extent of the damage and suffering that people are enduring in Corpus Christi, Houston, Galveston, and hundreds of other communities in a wide arc that has fallen under the impact of this storm. I do not even expect that people there will read this, certainly not right now. Nonetheless, it may be worthwhile to offer some insights to people elsewhere. I have never lived or worked in Texas, but I have been there numerous times and visited Louisiana more often than I can remember. I saw first-hand the devastation wrought in the Bolivar Peninsula and Galveston after Hurricane Ike. I have worked with people in Texas, including those at the Texas A&M Hazards Reduction and Recovery Center, over many years. They have educated me greatly on the vulnerabilities of their state.

With all due humility, therefore, but also with experience from other disasters over the past quarter-century, I offer some observations that may enhance what readers of this blog may learn from the news.

Photo from NOAA. The NOAA/NASA Suomi NPP satellite captured this infrared image of Hurricane Harvey just prior to making landfall along the Texas coast on August 25, 2017 at 18:55 UTC. NOAA’s National Hurricane Center has clocked Harvey’s maximum sustained winds at 110 miles per hour with higher gusts. Infrared images like this one can help meteorologists identify the areas of the greatest intensity within large storm systems, such as the areas with the most intense convection, known as overshooting cloud tops (dark orange), surrounding the eye and along the outer bands. https://www.nnvl.noaa.gov/MediaDetail2.php?MediaID=2086&MediaTypeID=1

First, this is apparently a somewhat unusual storm system. It approached the coast just northeast of Corpus Christi as a Category 4 hurricane, although it is now downgraded to a tropical storm. That does not make it less dangerous. The Saffir-Simpson scale that is used to rate hurricane strength deals only with wind speeds. Winds are certainly important, especially when they reach the 130 mile-per-hour range that was the peak for this event. Winds have, from all the visual evidence on the various news outlets I have watched, wreaked tremendous havoc along the coast, tearing apart buildings and overturning trailers and other vehicles. Moreover, hurricanes often spawn tornadoes, and some of the intermittent damage—that is, buildings ripped apart near others largely intact—suggests that this has occurred. In other words, if the more diffuse hurricane winds don’t get you, the tornado just might. It is no laughing matter. It is a wonder the death toll remains relatively low, although we almost surely don’t know the full tally just yet.

One specific impact that always accompanies coastal storms of this magnitude is storm surge, the waters pushed landward by the winds that in this case ranged from six  to twelve feet. These can do considerable damage in low-lying areas along the coast and may also exacerbate coastal erosion.

What makes the storm somewhat unusual also makes it dangerous even after being downgraded to a tropical storm. The storm system appears to have stalled a bit on Sunday and may even be backing out into the gulf for another landfall. At least two very serious consequences can flow from this. One is that the stagnant storm front will dump immense amounts of rain over consecutive days. The projected precipitation totals, even larger than what has fallen so far, mount up, so that projections for many communities range as high as 50 inches. Keep in mind that 30 inches is ample rainfall for an entire year in many parts of the country, and almost no city in the United States is prepared to absorb even half that amount in just a few days. The average yearly rainfall in Houston is just shy of 50 inches.

Moreover, as the storm moves back out over the Gulf of Mexico, it may regain strength that storms typically lose as they make landfall. Tropical storms draw their strength from the warmth of the water over which they pass until they make landfall, after which wind speeds begin to die down. The water of the Gulf right now is in the mid- to high 80s Fahrenheit, reportedly a full two to three degrees above average. That is the source of the strength of Harvey. Regaining any strength from the warm Gulf waters is not a good omen for the Texas coast, and as the storm moves slowly northeast, more of this will affect Houston than was originally the case. That is why we are seeing such intense scenes of flooding in Houston: The storm began with enormous amounts of moisture and has moved along the coast at a snail’s pace, at times just a mile an hour. As the week progresses, however, the storm is projected to move northeast over Louisiana and Arkansas, weakening along the way.

Of course, those warm waters raise questions about the influence of global warming, a topic that does not always receive a warm reception in Texas political circles. It is impossible to say that a specific storm like Harvey would not have happened but for climate change. It is also possible to say very credibly that warmer waters make stronger storms possible. Warmer waters can reflect seasonal and yearly variations, but over time they can also reflect climatic trends. For now, let’s leave it at that. People will have plenty of time later to debate this topic. In due course, as recovery proceeds, it should become a topic of reasonable, informed public discourse.

Other factors are at work as well. The sheer extent of flooding reflects the inexorable fact that the ground in any area has limited capacity to absorb rain. The hydrological cycle allows much rain under normal circumstances to drain into the ground, depending on the types of soil present in any given location. Sand absorbs very well but does not provide a very solid building foundation. Clay provides a better foundation but does not absorb water as quickly. Soil types matter, therefore, but in urban areas we have complicated matters greatly with large quantities of impervious surface that absorb little or no water by design. Impervious surface includes buildings (with the limited exception of green roofs), paved surfaces like roads, parking lots, and driveways, and other structural impediments to the movement and absorption of water. Houston is a very large metropolitan area with the fourth-largest population among major cities in the U.S. Although it is making strides, it is also far from the greenest city in America. Like most major cities, the percentage of impervious surface varies widely, depending on density levels in specific neighborhoods and corridors. Flooding is also influenced by the quality of the drainage systems; Houston is challenged in this respect by low-lying, flat terrain. It is criss-crossed with numerous bayous and canals that provide paths for the movement of water but also have serious limits to the water they can absorb before spilling over onto streets and highways. Those water-filled streets are the main obstacle to evacuation for those who stayed behind. There comes a point where people are better off remaining in place than trying to move, which is why Houston Mayor Sylvester Turner chose not to recommend evacuation.

Some dangers of mass evacuation for 6.5 million people are self-evident: clogged highways that are rapidly filling with water, producing death traps for people in stranded vehicles. Pedestrians cannot see steep drop-offs in elevation as they wade through high waters and can trip and drown. In Houston, the bayous may also contain alligators, water moccasins, and other wildlife hazards that are more easily avoided in dry weather. Moreover, the sheer volume of water can produce eddies and swirls that catch people off guard, and not everyone will be strong enough to regain their footing. Finally, flood water is always dirty water, sometimes just plain filthy, posing a potentially serious threat to public health.

All that said, many other major cities suffer from similar problems. I can think of no city that is prepared for the sheer volume of water currently falling along the Texas coast.

The Texas Gulf Coast communities, therefore, will emerge from this storm with a widespread pattern of both wind- and flood-related damage that will vary significantly from one area to the next, but collectively the costs will probably skyrocket into tens of billions of dollars. It is impossible to know the full costs just yet, but this will almost surely rank as one of the most expensive disasters in U.S. history. The recovery will take years of planning and implementation. If done well, it will involve a great deal of reassessment of patterns of development along the Gulf Coast and of the quality and importance of building codes. Social equity considerations will demand a new examination of the location and quality of low-income housing and the adequacy of affordable housing. Development regulations have seldom been politically popular in Texas, a state that still has never empowered counties to enact zoning codes. Some coastal communities may also wish to look more closely at the prospect of undergrounding utility lines to protect them from hurricane winds.

Events can push public attitudes in new directions. Part of that may depend on new lines of thought gaining traction in the discussion of rebuilding after the disaster. That may require some degree of courageous political leadership. Some very significant changes occurred in Louisiana after Hurricane Katrina, including consolidation of levee district management, adoption of a statewide building code, and a charter amendment in New Orleans that gave a new master plan more control over development regulations. We should not make perverse assumptions about outcomes, just as we also should not be naïve about the obstacles. But in my time at the helm of the Hazards Planning Center of the American Planning Association, we certainly worked hard to create a thorough blueprint for those willing to advocate better planning in response to major and catastrophic disasters, and I assume APA remains prepared to further that discussion and provide technical assistance where it can.

There will also be plenty of help available from the federal government, including the Federal Emergency Management Agency, the U.S. Department of Housing and Urban Development, and other agencies. We can only hope that Congress will sidestep much of its partisan bickering to ensure rapid allocation of the necessary resources. And we can hope that those resources and personnel are managed well to advance the recovery process, which is complicated and daunting.

One encouraging factor in the response has been the emergence of both willing volunteers and the effective use of social media to expedite search and rescue operations. The number of boats driven by volunteers rescuing people from rooftops and the interiors of flooded homes reminded me of the so-called Cajun Navy that operated throughout New Orleans in the desperate days that followed Hurricane Katrina. Disasters have a fortunate tendency in most cases to bring out the best in people, but we are also at a point in history where our new technologies facilitate the ability of willing heroes to find the people who most need help. Even the elderly and disabled are largely capable of dialing 911, or tweeting, or posting photos of their situation on Facebook, sharing their location, and pleading for help—and then finding their guardian angel at the front door with a motor boat. That is a huge advance from only a decade ago because it enables the willing volunteers to become effective heroes. If those civic and humanitarian instincts carry over into the slower grind of recovery, perhaps a stronger, more resilient Gulf Coast can yet rise from the mud, the grime, and the shattered buildings we see now.

Jim Schwab

Climate of Hope

For some time, it has been my intent to address the question of how we communicate about and discuss climate change, with a focus on books that have tackled the issue of how to explain the issue. Several of these have crossed my desk in the last few years, and I have found some time to read most. These include: Climate Myths: The Campaign Against Climate Science, by John J. Berger (Northbrae Books, 2013), and America’s Climate Century, by Rob Hogg (2013). The latter, independently published, is the work of a State Senator from Cedar Rapids, Iowa, inspired by the ordeal his city underwent as a result of the 2008 floods. I met Hogg while serving on a plenary panel for the Iowa APA conference in October 2013 with Dr. Gerald Galloway, now a professor at the University of Maryland, but formerly with the U.S. Army Corps of Engineers when he led a major federal study of the causes and consequences of the 1993 Midwest floods.

Another book that made it into my collection but still awaits reading is Don’t Even Think About It: Why Our Brains Are Wired to Ignore Climate Change, by George Marshall (Bloomsbury, 2014), an English environmentalist. To him and the others, I apologize. Many good ideas for blog posts went by the boards in past years when my occupational responsibilities at the American Planning Association sometimes kept me too busy to implement them. Whether it is still worthwhile to go back and review these works of past years is debatable, but at least I offer them up here as contributions to the literature. It is critical that we keep revisiting the issue of climate communication because, clearly, much previous communication has failed in the face of determined efforts by skeptics to sow doubt and uncertainty, to the point where the U.S. now has a president who has withdrawn the nation from the Paris climate accords, a subject I addressed here a month ago. It is imperative that we find better ways to share with people what matters most.

From https://www.climateofhope.com/

As a result, I was overjoyed to see two heavyweight voices, Michael Bloomberg and Carl Pope, offer what I consider a serious, well-focused discussion in their own brand new book, Climate of Hope: How Cities, Businesses, and Citizens Can Save the Planet (St. Martin’s Press, 2017). Bloomberg, of course, is the billionaire entrepreneur of his own media and financial services firm, Bloomberg L.P. I confess I read Bloomberg Business Week consistently because it is one business magazine that I find offers a balanced, thoughtful analysis of business events. Carl Pope, former executive director of the Sierra Club, is an environmental veteran with a keen eye to the more realistic political opportunities and strategies available to that movement and to those anxious to address the problems created by climate change. Theirs is an ideal pairing of talents and perspectives to offer a credible way forward.

This book will not seek to overwhelm you, even inadvertently, with the kind of daunting picture of our global future that leaves many people despondent. At the risk of offending some, I would venture that the most extreme and poorly considered pitches about climate change have nearly pirated for the Earth itself Dante’s line from The Inferno: “Abandon all hope, ye who enter here.” I know one person who literally suggests something close to that. I fail to see where that sort of message leads us. The harsh political and social reality is that most people need to understand how something they can do will make some concrete difference that may make their lives better now as well as perhaps a half-century from now. There are temporal factors in human consciousness that greatly affect how we receive messages, and most of us are not well programmed to respond to issues too distant in time or in space. Framing the message effectively matters.

The bond that brings these two authors together is that combination of hope and realism. They may understand that polar bears are losing their habitats, but their message focuses closer to home: Business opportunities await those willing to embrace solutions to climate change. Cities can make themselves more livable even as they reduce their negative impacts on the atmosphere. Despondency is not only counterproductive; it is downright pointless in the face of such golden eggs waiting to hatch. This is more than rhetoric. Climate of Hope provides a steady diet of details for investing in solutions, whether through public policy and programs such as Bloomberg highlights in New York and other cities, or in the business sector, which both authors do very well.

Of course, there are some very tough questions that must be addressed. The biggest involves the future of energy both in the United States and around the world. In a chapter titled “Coal’s Toll,” Bloomberg is unflinching after crediting Pope and the Sierra Club for bringing to his attention the public health costs of continued reliance on coal. He notes that pollution from coal emissions “was prematurely killing 13,200 Americans a year,” or 36 per day because of various lung and respiratory diseases, with a resultant financial toll exceeding $100 billion annually. In many other parts of the world, the figures are even higher. All this is in addition to the environmental damage of lost and polluted creeks and rivers wherever coal is mined or burned. To counter this toll, the Sierra Club, with support from Bloomberg Philanthropies, undertook a campaign to close outdated coal-fired power plants. It is also important to recognize the degree to which fossil fuel companies have benefited from public subsidies and relaxed regulation that has failed to account for the magnitude of negative externalities associated with coal and petroleum.

Inevitably, someone will ask, what about the jobs? The strength of Bloomberg in this debate is his understanding of markets, and he rightly notes that, for the most part, coal is losing ground because of the steady advance of less polluting, and increasingly less expensive, alternatives including not only natural gas but a variety of new energy technologies like wind turbines, energy-efficient LED lights, and electronic innovations that make coal essentially obsolete. The issue, as I have noted before in this blog, is not saving coal jobs but investing in alternative job development for those areas most affected. Once upon a time, the federal government created a Tennessee Valley Authority to provide economic hope and vision for a desperately poor region. Although the TVA or something like it could certainly be reconfigured to serve that mission today, the federal vision seems to be lacking. Instead, we get backward-looking rhetoric that merely prolongs the problem and makes our day of reckoning more problematic.

It is also essential to balance the problems of coal against the opportunities to shape a more positive, environmentally friendly energy future. In many parts of the world, off-grid solar can replace more polluting but less capital-intensive fuels like kerosene or wood for cooking. Hundreds of millions of poor people in India and other developing countries could be afforded the opportunity to bypass the centralized electrical facilities of the West through low-cost loans to build solar networks. Again, what may be missing is the vision of world banking institutions, but under the encouragement of international climate agreements, and with the proper technical support, places like India can make major contributions to reducing their own greenhouse gas output. The U.S. expenditures in this regard about which Trump complained in his announcement of the U.S. withdrawal from the climate accord are in fact investments in our own climate health as well as future trade opportunities. In chapter after chapter, Bloomberg and Pope describe these opportunities for private investment and more creative public policy. The intelligent reader soon gets the idea. This is no time for despair; it is instead a golden day for rolling up our sleeves and investing in and crafting a better future.

It is possible, but probably not desirable, for this review to roll on with one example after another. We face tough questions, such as reshaping the human diet to reduce the environmental and climatic impacts of meat and rice production in the form of methane, but there are answers, and Pope explores them in a chapter about the influence of food on climate. Food waste is a source of heat-trapping methane. Both en route to our plates and after we scrape them off, food waste can be a major contributor to our problems because of decomposition, but again there are answers. The issue is not whether we can solve problems but whether we are willing to focus on doing so. There will be disruption in the markets in many instances, but disruption creates new opportunities. We need to reexamine how the transportation systems in our cities affect the climate, but we should do so in the knowledge that innovative transit solutions can make huge positive impacts. We can reframe our thinking to realize that urban density is an ally, not an enemy, of the environment, when planned wisely.  Urban dwellers, contrary to what many believe, generally have much lighter environmental footprints than their rural and suburban neighbors. They ride mass transit more, bicycle more, and mow less grass.  Lifestyles matter, where we live matters, planning matters.

Quality of life in our cities is a function, however, of forward-looking public policy. Bloomberg notes the huge changes being made in Beijing to reduce its horrific air pollution. He notes:

One of the biggest changes in urban governance in this century has been mayors’ recognition that promoting private investment requires protecting public health—and protecting public health requires fighting climate change.

I have personally found that, even in “red” states in the U.S., it is easy to find public officials in the larger cities who recognize this problem and are attuned to the exigencies of climate change. Mayors have far less latitude for climbing on a soap box with opinions rooted in ideology because they must daily account for the welfare of citizens in very practical matters, such as public health and what draws investors and entrepreneurs to their cities in the first place. Hot air, they quickly discover, won’t do the trick.

Staten Island neighborhood, post-Sandy, January 2013

Necessarily, the authors, toward the end of the book, come to terms with the potential consequences of failing to act. Bloomberg, in a chapter titled “New Normals,” describes the state of affairs in New York City after Hurricane Sandy, a storm that could easily have been far more destructive than it already was. For a dozen years, he was the mayor of a city with 520 miles of coastline. To its credit, New York City pursued numerous practical solutions and recognized that no one size fits all, that making the city more resilient would require implementing hundreds of individual steps that dealt with various aspects of the problem. Some of the solutions may seem insignificant, such as restoring oyster beds, but collectively they produce real change over time. Other changes can be more noticeable, such as redesigns of subway systems, changing building codes and flood maps, and rebuilding natural dune systems. The battle against climate change will be won in thousands of ways with thousands of innovations, involving all levels of government, but also businesses, investors, and civic and religious leaders.

All of that leads to the final chapter, “The Way Forward,” which seems to make precisely that point by identifying roles for nearly everyone. Bring your diverse talents to the challenge: the solutions are municipal, political, and financial, and require urban planning, public policy, and investment tools. In the end, although I recognize the potential for readers to quibble with specific details of the prescriptions that Bloomberg and Pope offer, I would still argue that they provide invaluable insights into the practical equations behind a wide range of decisions that our nation and the world face in coming years. The important thing is to choose your favorite practical solution and get busy.

Jim Schwab