The Past and Future of Disaster Research and Practice

Interdisciplinary disaster studies are still relatively new, compared to long-standing fields like geology or even psychology. I spent last week (July 19-23) in Broomfield, Colorado, first at the Natural Hazards Workshop, sponsored by the University of Colorado’s Natural Hazards Center, and then at the one-day add-on conference of the Natural Hazard Mitigation Association (NHMA). The International Research Committee on Disasters Researchers Meeting took place at the same time as the NHMA gathering. The main event marked the 40th year of the Natural Hazards Workshop, launched in 1976, with support from the National Science Foundation (NSF), by the Natural Hazards Center’s renowned founder, Gilbert F. White, who virtually pioneered studies of flooding in the 1930s as a geographer who served in the New Deal under President Franklin Roosevelt, later taught at the University of Chicago, and finally found his home in Boulder, where he died in 2006 at age 94. You can read a full biography of White, a true scientific pioneer, in Robert E. Hinshaw’s Living with Nature’s Extremes, published shortly after White’s death.

To mark this milestone, current NHC director Kathleen Tierney invited several of us to join a panel for the opening plenary on July 20 to discuss both retrospective and prospective views of disaster research and practice within four disciplines. I spoke about urban planning; Howard Kunreuther spoke by video on economics; Tricia Wachtendorf of the University of Delaware on sociology; and Ken Mitchell of Rutgers University on geography. In the end, of course, we all use and benefit from each other’s insights, so it was intriguing to hear the comparisons in how our fields have approached problems of hazard mitigation and disaster recovery. The forum was moderated by long-time NSF program director Dennis Wenger, who previously served at Texas A&M University, where he was Founding Director and Senior Scholar of the Hazard Reduction & Recovery Center.

Wenger himself had a story to tell before introducing his panel, one involving more than 800 projects funded by NSF for more than $200 million over the years his program, Infrastructure Systems Management and Extreme Events, has been in place to fund research on hazards. It has not always had that name; as Wenger humorously noted, however, its four name changes over some four decades is “not bad for NSF.” The ballroom of 500 disaster practitioners and researchers from multiple disciplines contained more than a few people whose research has benefited from those NSF grants, which have moved the field forward in numerous and remarkable ways.

The American Planning Association taped the opening plenary and has made it available on its multimedia Recovery News blog at http://blogs.planning.org/postdisaster/2015/07/28/what-next-the-past-and-future-of-disaster-practice-and-research/. The blog post includes the PowerPoint accompanying my presentation.

 

Jim Schwab

Water: Our Public Policy Challenge

R1-08402-021AI grew up in suburban Cleveland. After a seven-year hiatus in Iowa and briefly in Nebraska, my wife’s home state, we ended up in Chicago. I am unquestionably a Midwesterner with most of my life lived near the Great Lakes. It will therefore not be surprising that for most of my adult life, I have heard people speculate about moving some of our abundant water to places that have less, mostly in the West. For just about as long, I have been very aware that their speculations were merely pipedreams (pun very much intended).

Because most people have at most only a cursory understanding of our nation’s intricate water laws and treaties (in the case of the Great Lakes), to say nothing of the costs and challenges of water infrastructure development, I suppose they can be forgiven for their naivete in even entertaining such notions as piping water from Lake Michigan to California. For both legal and practical reasons, the water is not likely any time soon to leave the Great Lakes Basin, let alone find its way to the West Coast. Enough said.

That is all backdrop to noting that, at the moment, Lakes Michigan and Huron, which essentially share identical water levels because they are joined by a strait, are experiencing rising water levels after declining to levels well below average in 2012, in the midst of a drought and high temperatures. The lack of precipitation and high evaporation levels reduced the two lakes to 576 feet above sea level, about 2.8 feet below the average since 1918, when the Army Corps of Engineers began keeping records. All the Great Lakes tend to rise and fall over time, and somewhat in tandem because they are part of a continuous system that flows into the St. Lawrence River and out into the Atlantic Ocean. But Lake Superior is higher before it dumps into Michigan and Huron, which are higher than Lake Erie, and certainly Lake Ontario, which is on the receiving end of Niagara Falls. Gravity is obviously how all this water finds its way to the sea.

High recent rainfall—in June we had seven inches in Chicago with lower temperatures than normal—has kept the lake levels rising. Colder winters because of the polar vortexes have maintained ice cover, reducing evaporation. As a result, the lakes are now three feet higher than they were in 2012. Amid all this rise and fall, some facts should be noted: These lakes are thousands of years old. They are the result of glacial melt as the Ice Age receded, so most of the water is the result not of precipitation but of ancient glacial retreat. And our record keeping is less than a century old, so what we think we know about the long-term fluctuation in water levels, let alone what we can accurately predict about long-term impacts of climate change in the Midwest, remains far less than what we might ideally like to know. There are big gaps in our knowledge that can only partially be filled with other types of scientific analysis.

Nonetheless, based on such limited knowledge, the urge to build on shoreland materializing from nothing more than historical fluctuations sometimes motivates unwise development. Communities along the Great Lakes need to invest in wise lakefront planning that takes those fluctuations into account and does not create new hazards that are sure to arise in the face of lake levels that often rise again faster than we anticipated. Adequate buffers based on such fluctuations must be a part of the zoning and development regulations throughout such areas. It is best we approach what we know about Great Lakes water level fluctuations with a dose of humility and caution, lest nature make a fool of our aspirations.

There are resources for that purpose. Many of the state Sea Grant programs, based at state universities, can offer technical assistance. The National Oceanic and Atmospheric Administration, whose Coastal Zone Management Act responsibilities include the Great Lakes, has been developing resources for Great Lakes states. Using NOAA funding, the Association of State Floodplain Managers, with partners like the American Planning Association (APA), has developed, and is still expanding, a website containing its Great Lakes Coastal Resilience Planning Guide. It consists of case studies, a Great Lakes dashboard, and other tools. NOAA’s Digital Coast Partnership has been working with cities like Toledo, Ohio; Duluth, Minnesota; Green Bay, Wisconsin; and Milwaukee to address flooding and development problems along the Great Lakes in varying contexts.

I mention all this because, even amid this temporary abundance of water on the Great Lakes amid a withering drought on the West Coast, water, as always, remains a preoccupying public policy challenge everywhere around the world and across the United States. It is not nearly enough of a focus of public debate, however, and the complexities of the issue seem to evade most people’s attention, including those who ought to be thinking harder about it. Even those who do focus on the question are often siloed into narrow segments of water policy—wastewater, drinking water, flood protection and mitigation, drought planning, coastal zone management, and so forth. We need to approach water challenges more holistically.

APA’s board of directors approached the subject with that larger picture in mind in empowering a special task force to examine the issue. About two months ago, the task force released its report, which began by emphasizing that “water is a central and essential organizing element in a healthy urban environment.” It went on to call for viewing water resource management as “interdisciplinary, not multidisciplinary,” in other words, calling for collaboration among the professions involved. But it also called on the planning profession and university planning schools to provide more training, more education, and more resources centered around the subject of water and its importance to our society. And it calls for APA to “partner with national water service membership agencies” to “foster cross-industry participation and learning opportunities.” It is a far-reaching document that planning leadership in the U.S. is still absorbing, including me. But I commend it as an overdue conversation so that our future conversations about who uses water how, and for what purpose, can be considerably more sophisticated, as they clearly need to be.

We need to move away from pipedreams to serious conversations. Whether in California, where there is too little, or the Great Lakes, where there is currently plenty, we need to get it right because the stakes are high. Very high.

 

Jim Schwab

On Taxes and Public Trust

A very curious op-ed article appeared Monday (July 6) in the Chicago Tribune. Tom Geoghegan, best known as a liberal lawyer who represents labor unions, made a plea for more taxes. Not just any taxes for any reason, but “Tax me, please, so Illinois can compete.” Let me set the stage for this commentary.

First, we have a mayor who has been adhering religiously to maintaining property taxes at a relatively low level, compared to many suburbs, while struggling to make the city’s books balance amid pressure to keep the city’s pension funds solvent. Pension funds for both city and Chicago Public Schools retirees promise reasonably generous benefits that include a three percent cost-of-living yearly increase, which certainly beats Social Security in most years because its increases vary with the Consumer Price Index. (For the record, my wife is a Chicago Public Schools retiree.) These agreements have been in place for many years, but for many years the city and the school system have not met their obligations to fund these pensions adequately. The city is also making its perennial argument in Springfield that Chicago residents pay twice for pensions because their own teacher pension fund relies on local property taxes while all other systems in the state rely on state income taxes, which, of course, Chicagoans also pay. Suburban and downstate legislators counter that Chicago gets more of other types of state support because of higher numbers of families in poverty, an argument that strikes me as lame because Chicago is hardly the only city in the state with poor people.

Welcome to the twisted logic of politics in Illinois. We also have a constitutional provision that cements flat-rate income taxes in place. We could only enact a progressive state income tax by first amending the state constitution to allow such a thing. Meanwhile, Illinois is undergoing a bruising battle between a conservative rookie Republican governor, Bruce Rauner, and a legislature with large Democratic majorities in both houses. It is now July, and they have not agreed on a budget, and a judge has ruled that, without statutory authority in the form of an enacted budget, the state cannot pay its workers more than the federal minimum wage until this gets sorted out.

It is not apparent to me, or many others, that either the state of Illinois or the city of Chicago lack considerable wealth or the ability to pay their bills if we sort out our priorities and match spending with revenue. Rauner refuses to budge on the revenue until the legislature adopts at least some of his pro-business, anti-union agenda—he basically wants to make Illinois a right-to-work state—and the legislature is busy enacting budgets that necessarily entail large deficits, so Rauner vetoed their most recent attempt. A standoff is throwing Illinois into turmoil.

To be brutally honest, I could never hope in this short blog post to do justice to all the intricacies of this situation. I am providing only a broad outline of the conflict as background to the Geoghegan commentary. Basically, his perspective is that school closings driven by budget cuts drive middle-class residents to the suburbs for better schools for their children, which they pay higher taxes to achieve. In short, lower taxes make the city less competitive in attracting talent, resulting in a less competitive business climate. He bolsters his argument by pointing out that other big cities facing many of the same macroeconomic challenges have survived the recession and are thriving in ways that Chicago is not. And in ways that Illinois also is not. People in those other states pay higher, progressive income taxes that support public services that make their states and cities more competitive. In short, he says “blue states that collect higher taxes thrive and red states with lower taxes do not.” I am sure one can find some exceptions to his general rule, but he has a point. Taxes alone do not make a state less competitive, especially if used wisely to create better public education and amenities and infrastructure. All these things matter. Then comes Geoghegan’s clincher:

“Illinois is a blue state that tries to govern like a red state. And that’s why the state and its crown jewel, Chicago, are about to go belly up.”

So far, so good. Geoghegan concludes with his plea to “tax me, please,” to achieve better public solvency and make the state and city more competitive. But his article fails to answer or address the question of why a blue state would try to “govern like a red state.” There is an understandable, though also cowardly, fear among legislators and aldermen about raising taxes because there is public resistance. Some public resistance to higher taxes is always to be expected, but in many places it can be overcome with a solid explanation of how that money will be used or invested. It is when it is repeatedly misused or poorly invested that public suspicion becomes a cancer that afflicts the trust people must feel before they are willing to open their wallets to the state and city.

That is where a new book by Thomas J. Gradel and former Chicago alderman Dick Simpson becomes important. Simpson, now teaching at the University of Illinois at Chicago, was an independent who was once a thorn in the side of Mayor Richard J. Daley, the Democratic party boss, subject of the famous Mike Royko book, Boss, whose son Richard M. later ascended to the same office. Richard M. Daley retired before the 2011 mayoral election, when Rahm Emanuel was elected mayor. Corrupt Illinois is a no-holds-barred attack on the pervasive culture of corruption not only in the city but the entire state of Illinois, now famous for having sent two recent governors to prison, Republican George Ryan and his immediate successor, Rod Blagojevich, who ironically had promised to clean up the mess Ryan left behind. Instead, he created his own mess, including the attempted sale of the U.S. Senate seat vacated by President Barack Obama.

There is not room here to review the hundreds of cases of corruption the two authors discuss, stretching from the city of Chicago to numerous suburbs, including the notorious case of Cicero, to downstate communities where clerks and mayors have stolen public funds, to the state capitol, where matters now speak for themselves. What Gradel and Simpson document is the high, very high, cost of public corruption in the erosion of public trust. Taxpayers like to know that, when they fork over more money that is supposed to build roads and bridges or support schools or social services, that money will not end up illicitly in the back pocket of some operator tolerated by politicians who look the other way, or worse, pocket some of it themselves or find other ways to violate the public trust.

Moreover, this is not a partisan issue, as some would like to contend. Both parties have participated in the skullduggery in their own ways. The book supports an observation I have long shared in talking about other states with similar issues, like Louisiana: Once a culture of corruption takes hold, it becomes a bipartisan enterprise. The same can usually be said of the virtuous cycle of comparative honesty in states where such practices meet with immediate public condemnation. I have long encountered people who have difficulty believing me when I tell them that, when I once ran for city council in Iowa City while a graduate student at the University of Iowa, by city ordinance the limit on contributions by any individual to a candidate for a specific election was $50. There are no missing zeroes. It was 1983, but even allowing for inflation, that limit comes nowhere near the inflated sums that float around in Illinois elections. Public tolerance makes a huge difference.

Rauner attempts in his ham-handed fashion, driven by the personal certitude of a hedge fund millionaire, to pose as the enemy of the political class in Illinois. What he does not understand is that his pose might sell far better if he did not also make himself the implacable foe of organized labor and the minimum wage, and if he did not have such a tin ear about the damage his policies are doing to badly needed services for the poor, disabled, and mentally ill. That undermines any public sympathy he might otherwise muster for a legitimate campaign to root out public corruption, which seems at best to be only a secondary target.

If you do nothing else to understand the hole that Illinois has dug for itself, read this book. At times, Corrupt Illinois may seem repetitive, even slightly monotonous, unless you develop a perverse fascination with just how corrupt a state can become. That is because the authors have so much raw material to work with that it is a wonder they fit it all into just 200 pages. They try mightily to be concise and to the point, but the point they make is unavoidable. Until Illinois voters insist on cleaning up this mess, and their political leaders finally grow a conscience and respond, there is no way out of our current impasse.

 

Jim Schwab